proetale

2 More on local structure

This chapter serves for the second half of the commutative algebra preparation of the remaining part of the paper. The key result is

  1. Theorem 2.45 expressing that every weakly etale map can be covered by ind-etale maps.

The proof goes via the local input .

Lemma 2.1 [ Sta18 , Tag 04GH, (1) ]

Let \(R\) be a Henselian local ring and \(S\) a finite \(R\)-algebra. Then \(S\) is a finite product of Henselian local rings, each finite over \(R\).

Proof

Omitted, will be in mathlib soon.

Lemma 2.2

A filtered colimit of local rings along local homomorphisms is local.

Proof

Let \(R = \operatorname {colim}_i R_i\) with \(R_i\) local rings and \(R_i \to R_j\) a local ring map. Suppose \(x, y \in R_i\) are non-units. Since \(R_i\) is local, their sum is a not a unit. If the image of \(x + y\) in \(\operatorname {colim}_i R_i\) is a unit, their exists a \(j\) such that the image of \(x + y\) is a unit in \(R_j\). But this does not happen because \(R_i \to R_j\) is a local ring map.

Lemma 2.3 [ Sta18 , Tag 04GI ]

A filtered colimit of (strictly) Henselian local rings along local homomorphisms is (strictly) Henselian.

Proof

Omitted.

Lemma 2.4

Let \(R\) be a Henselian local ring and \(S\) be an integral \(R\)-algebra and an integral domain. Then \(S\) is a local ring.

Proof

Since \(S\) is integral over \(R\), it is the colimit of its finite \(R\)-sub-algebras. Since a subring of an integral domain is still an integral domain, by Lemma 2.2 we may assume that \(S\) is finite over \(R\). By Lemma 2.1, \(S\) is a product of (Henselian) local rings and hence local as an integral domain.

Lemma 2.5

Let \(R \to S\) be an integral ring map of local rings. Then \(R \to S\) is a local ring homomorphism.

Proof

This follows from going-up (use Ideal.IsMaximal.under).

Lemma 2.6

Let \(R \to S\) be a local ring homomorphism of local rings. If \(R \to S\) is integral, the extension of residue fields \(\kappa (S) / \kappa (R)\) is algebraic.

Proof

It suffices to show that \(\kappa (S)\) is integral over \(R\). Since \(S\) is integral over \(R\) and \(\kappa (S)\) is integral over \(S\) (the map \(S \to \kappa (S)\) is surjective), the composition \(R \to S \to \kappa (S)\) is integral.

Lemma 2.7 [ Sta18 , Tag 092Y ]

Let \(R \to S\) and \(R \to T\) be local ring maps of local rings. Suppose \(R \to S\) is integral and \(\kappa (S) / \kappa (R)\) or \(\kappa (T) / \kappa (S)\) is purely inseparable, then \(T \otimes _{R} S\) is a local ring.

Proof

Integral is stable under base change, so \(T \to S' = T \otimes _{R} S\) is integral. Hence by going-up any maximal ideal of \(S'\) lies over \(\mathfrak {m}_T\). We have

\[ S' / \mathfrak {m}_T S' = \kappa (T) \otimes _{R} S = \kappa (T) \otimes _{\kappa (R)} S / \mathfrak {m}_R S . \]

Again by going-up and since \(S\) is local, \(\mathrm{Spec}(S / \mathfrak {m}_R S)\) is a single point. Thus \(\mathrm{Spec}(S’ / \mathfrak {m}_T S’) \cong \mathrm{Spec}(\kappa (T) \otimes _{\kappa (R)} \kappa (S))\). The latter is a single point, because purely inseparable extensions induce universal homeomorphisms.

2.1 Weakly étale algebras

Ind-étale is a practical notion, since it usually allows reducing proofs to the étale case. Geometrically, ind-étale is badly behaved though, since it is not local on the (geometric) target. For this reason, when we later define the pro-étale site of a scheme, we use the notion of weakly étale ring maps instead.

Definition 2.8 Weakly étale algebras
#

An \(R\)-algebra \(S\) is weakly étale if it is flat over \(R\) and flat over \(S \otimes _{R} S\). A ring homorphism \(f \colon R \to S\) is weakly étale if \(S\) is weakly étale as an \(R\)-algebra.

Historically, the property weakly étale is studied under the name of absolutely flat. Lemma 2.14 partially justifies this name. Furthermore, we have an absolute version of this property.

Definition 2.9

A ring \(A\) is called absolutely flat if every \(A\)-module is flat over \(A\).

Lemma 2.10

Every étale algebra is weakly étale.

Proof

Let \(S\) be an étale \(R\)-algebra. Then \(S\) is \(R\)-flat. Also \(S \otimes _{R} S \cong S × T\) for some ring \(T\), in particular \(\mathrm{Spec}(S \otimes _{R} S) \to \mathrm{Spec}(S)\) is an open immersion, hence flat.

Lemma 2.11

A field is absolutely flat.

Proof

Omitted.

Lemma 2.12 [ Sta18 , Tag 092J ]

If \(A \to B\) and \(B \to C\) are weakly étale, then \(A \to C\) is weakly étale.

Proof

Omitted, see [ Sta18 , Tag 092J ] .

Lemma 2.13 [ Sta18 , Tag 092H ]

If \(B\) is a weakly-étale \(A\)-algebra and \(A'\) is any \(A\)-algebra, the base change \(A' \otimes _{A} B\) is a weakly-étale \(A'\)-algebra.

Proof

Calculation, see [ Sta18 , Tag 092H ] .

Lemma 2.14 [ Sta18 , Tag 092C ]
#

Let \(B\) be an \(A\)-algebra such that \(B \otimes _{A} B \to B\) is flat. Let \(N\) be a \(B\)-module. If \(N\) is flat as a \(A\)-module, then \(N\) is flat as a \(B\)-module.

Proof

First proof:

If \(N'\) is a second \(B\)-module, then

\[ N \otimes _B N' = B \otimes _{B \otimes _{A} B} (N \otimes _{A} N') . \]

Hence this follows from the definitions.

Second proof by element chasing (which is the proof we actually formalized):

To prove that \(M\) is flat as a \(B\)-module, we will use the equational criterion for flatness: we must show that for any finite relation \(\sum _{i=1}^n b_i m_i = 0\) in \(M\) (where \(b_i \in B\) and \(m_i \in M\)), there exist elements \(m'_s \in M\) and \(d_{is} \in B\) such that \(m_i = \sum _{s=1}^S d_{is} m'_s\) for all \(i\), and \(\sum _{i=1}^n b_i d_{is} = 0\) for all \(s\).

Step 1: The flat epimorphism property.
Let \(I = \ker (\mu )\). Since \(B\) is a flat \(B \otimes _A B\)-module, \(I\) is a pure ideal. Consider the elements \(z_i = 1 \otimes b_i - b_i \otimes 1 \in B \otimes _A B\). Clearly, \(\mu (z_i) = b_i - b_i = 0\), so \(z_i \in I\) for all \(i = 1, \dots , n\).

By the pureness of \(I\), there exists an element \(t = \sum _{k=1}^K u_k \otimes v_k \in B \otimes _A B\) such that \(\mu (t) = 1\) and \(t z_i = 0\) for all \(i\). The condition \(\mu (t) = 1\) means \(\sum _{k=1}^K u_k v_k = 1\). The condition \(t z_i = 0\) implies \(t(1 \otimes b_i) = t(b_i \otimes 1)\), which expands to:

\begin{equation} \label{eq:bump} \sum _{k=1}^K u_k \otimes v_k b_i = \sum _{k=1}^K b_i u_k \otimes v_k \quad \text{in } B \otimes _A B. \end{equation}
1

Step 2: Constructing a relation in \(B \otimes _A M\).
Define the elements \(y_i \in B \otimes _A M\) for \(i = 1, \dots , n\) by:

\[ y_i = \sum _{k=1}^K u_k \otimes (v_k m_i). \]

Let us evaluate the sum \(\sum _{i=1}^n b_i y_i\) in the \(B\)-module \(B \otimes _A M\) (where \(B\) acts on the left factor):

\[ \sum _{i=1}^n b_i y_i = \sum _{i=1}^n \sum _{k=1}^K (b_i u_k) \otimes (v_k m_i). \]

Because the map \(x \otimes y \mapsto x \otimes ym_i\) from \(B \otimes _A B \to B \otimes _A M\) is a well-defined \(A\)-linear homomorphism, we can apply it to equation (1) to shift the \(b_i\) factor:

\[ \sum _{k=1}^K (b_i u_k) \otimes (v_k m_i) = \sum _{k=1}^K u_k \otimes (v_k b_i m_i). \]

Summing this over all \(i\) yields:

\[ \sum _{i=1}^n b_i y_i = \sum _{i=1}^n \sum _{k=1}^K u_k \otimes (v_k b_i m_i) = \sum _{k=1}^K u_k \otimes \Big( v_k \sum _{i=1}^n b_i m_i \Big). \]

By our initial assumption, \(\sum _{i=1}^n b_i m_i = 0\) in \(M\). Therefore:

\begin{equation} \label{eq:tensor_rel} \sum _{i=1}^n \sum _{k=1}^K (b_i u_k) \otimes (v_k m_i) = 0 \quad \text{in } B \otimes _A M. \end{equation}
2

Step 3: Utilizing the \(A\)-flatness of \(M\).
We now leverage a standard element-theoretic property of flat modules: because \(M\) is flat over \(A\), any relation of the form \(\sum e_l \otimes x_l = 0\) in \(E \otimes _A M\) (for any \(A\)-module \(E\)) implies there exist \(x'_s \in M\) and \(a_{ls} \in A\) such that \(x_l = \sum _s a_{ls} x'_s\) and \(\sum _l e_l a_{ls} = 0\).

Applying this principle to equation (??) with \(E = B\), where the terms are indexed by pairs \((i, k)\), there exist elements \(m'_s \in M\) (for \(s = 1, \dots , S\)) and scalars \(a_{iks} \in A\) such that:

\begin{align} v_k m_i & = \sum _{s=1}^S a_{iks} m’_s \quad \text{in } M \text{ for all } i, k, \label{eq:trivial1} \\ \sum _{i=1}^n \sum _{k=1}^K (b_i u_k) a_{iks} & = 0 \quad \text{in } B \text{ for all } s. \label{eq:trivial2} \end{align}

Step 4: Reconstructing the \(B\)-trivialization.
Consider the evaluation map \(\mu _M: B \otimes _A M \to M\) given by \(b \otimes m \mapsto bm\). Applying \(\mu _M\) to \(y_i\) gives:

\[ \mu _M(y_i) = \sum _{k=1}^K u_k (v_k m_i) = \Big(\sum _{k=1}^K u_k v_k\Big) m_i = 1 \cdot m_i = m_i. \]

Substitute equation (3) into this expansion of \(m_i\):

\[ m_i = \sum _{k=1}^K u_k \Big( \sum _{s=1}^S a_{iks} m'_s \Big) = \sum _{s=1}^S \Big( \sum _{k=1}^K u_k a_{iks} \Big) m'_s. \]

Define \(d_{is} = \sum _{k=1}^K u_k a_{iks} \in B\). This immediately gives our required reconstruction:

\[ m_i = \sum _{s=1}^S d_{is} m'_s \quad \text{for all } i = 1, \dots , n. \]

Finally, we must verify that these coefficients annihilate \(b_i\). We compute:

\[ \sum _{i=1}^n b_i d_{is} = \sum _{i=1}^n b_i \Big( \sum _{k=1}^K u_k a_{iks} \Big) = \sum _{i=1}^n \sum _{k=1}^K (b_i u_k) a_{iks}. \]

By equation (4), this sum is exactly \(0\) in \(B\) for every \(s\).

Thus, we have successfully trivialized the arbitrary relation \(\sum _{i=1}^n b_i m_i = 0\) over \(B\). By the equational criterion, \(M\) is a flat \(B\)-module.

Lemma 2.15 [ Sta18 , Tag 092I ] (1)
#

Let \(A \to B\) be a ring map such that \(B \otimes _{A} B \to B\) is flat. If \(A\) is an absolutely flat ring, then so is \(B\).

Proof

First proof (the formalized version):

It follows from Lemma 2.14 immediately.

Second proof by element chasing:

Let \(A = B \otimes _k B\). The multiplication map \(\mu : A \to B\) is a surjective ring homomorphism. Because \(B\) is assumed to be a flat \(A\)-module, \(\mu \) is a flat epimorphism. A fundamental property of flat epimorphisms is that their kernel, \(J = \ker (\mu )\), is a pure ideal. The equational criterion for flatness dictates that for any element \(z \in J\), there exists a "localizing" element \(t \in A\) such that \(\mu (t) = 1\) and \(t z = 0\).

Let \(\mathfrak {m}\) be the unique maximal ideal of the local ring \(B\). We wish to show that \(\mathfrak {m} = 0\). Suppose for the sake of contradiction that there exists a non-zero element \(x \in \mathfrak {m}\).

Consider the element \(z = x \otimes 1 - 1 \otimes x \in A\). Clearly, \(\mu (z) = x - x = 0\), so \(z \in J\). By the pureness of \(J\), there exists \(t \in B \otimes _k B\) such that \(\mu (t) = 1\) and

\[ t(x \otimes 1 - 1 \otimes x) = 0 \quad \text{in } B \otimes _k B. \]

Let \(K = B/\mathfrak {m}\) be the residue field of \(B\), and let \(\pi : B \to K\) be the natural quotient map. We base-change our equation along the homomorphism \(1 \otimes \pi : B \otimes _k B \to B \otimes _k K\). Because \(x \in \mathfrak {m}\), we have \(\pi (x) = 0\), which means \((1 \otimes \pi )(1 \otimes x) = 1 \otimes 0 = 0\).

Let \(\bar{t} = (1 \otimes \pi )(t) \in B \otimes _k K\). Applying \(1 \otimes \pi \) to our annihilator equation isolates the \(x \otimes 1\) term:

\[ \bar{t} \cdot (x \otimes 1) = 0 \quad \text{in } B \otimes _k K. \]

Since \(K\) is a field extension of \(k\), it is a free \(k\)-module. Because tensor products preserve freeness, \(N = B \otimes _k K\) is a free left \(B\)-module. The element \(x \otimes 1\) represents scalar multiplication by \(x\) on \(N\). Thus, the relation \(x \bar{t} = 0\) implies that \(x\) annihilates the content ideal \(c(\bar{t})\) of \(\bar{t}\) in \(B\) (the ideal generated by the coordinates of \(\bar{t}\) with respect to a basis), meaning \(x \cdot c(\bar{t}) = 0\).

Now, consider the evaluation map \(\mu _K: B \otimes _k K \to K\) given by \(b \otimes v \mapsto \pi (b)v\). This evaluates \(\bar{t}\) at the central point of the local ring:

\[ \mu _K(\bar{t}) = \mu _K\big((1 \otimes \pi )(t)\big) = \pi (\mu (t)) = \pi (1) = 1. \]

Since \(\mu _K(\bar{t}) = 1 \neq 0\), the coordinates of \(\bar{t}\) cannot all map to zero under \(\pi \). Thus, they cannot all lie in \(\mathfrak {m}\). This implies the content ideal \(c(\bar{t})\) is not contained in \(\mathfrak {m}\).

Because \(B\) is a local ring, the only ideal not contained in the unique maximal ideal is the unit ideal itself. Therefore, \(c(\bar{t}) = B\).

Substituting this into our annihilator relation yields \(x \cdot B = 0\), which forces \(x = 0\). This directly contradicts our initial assumption that \(x \neq 0\). We conclude that \(\mathfrak {m} = 0\), meaning the local ring \(B\) has only the trivial maximal ideal. Therefore, \(B\) is a field.

Lemma 2.16 [ Sta18 , Tag 0905 ]

Let \(X\) be a spectral space in which every quasi-compact open subset is closed. Then \(X\) is profinite.

Proof

It suffices to show that \(X\) is Hausdorff and totally disconnected. Let \(x \neq y\) be in \(X\). Since \(X\) is quasi-sober and pre-spectral, we may assume that there exists a quasi-compact open \(U\) with \(x \in U\) and \(y \not\in U\). By assumption, its complement is open and \(X\) is Hausdorff. This argument also shows that \(x\) and \(y\) lie in distinct connected components, so \(X\) is totally disconnected.

Lemma 2.17 [ Sta18 , Tag 092F ] (2) => (3) (4)
#

If \(A\) is an absolutely flat ring, then \(A\) is reduced and every prime is maximal.

Proof

It suffices to show that for every \(f \in A\), there exists an idempotent element \(e \in A\) such that \((f) = (e)\). Indeed, if \(f ^n = 0\) for some \(n\), then \(e = e ^n \in (f ^n) = 0\). Hence \(f = 0\). For the second claim observe that every quasi-compact open \(D(f) = D(e)\) is closed. Hence the claim follows from 2.16 and the fact that every quasi-compact open of \(\mathrm{Spec}(A)\) is a finite union of basic opens.

Now let \(f \in A\) be any element. Since \((f)\) is pure by assumption it is nilpotent by Ideal.isIdempotentElem_of_pure and every idempotent finitely generated ideal is generated by an idempotent element by Ideal.isIdempotentElem_iff_of_fg.

Lemma 2.18
#

If \(A\) is reduced and every prime is maximal, then every local ring of \(A\) is a field.

Proof

Localizations of reduced rings are reduced and reduced, local rings of Krull dimension \(\le 0\) are fields.

2.2 Weak dimension

Currently, mathlib does not have \(\mathrm{Tor}\) so we give a non-standard, but equivalent definition which suffices for our purposes.

Definition 2.19
#

Let \(A\) be a ring. We say it is of weak dimension \(\le 1\) if every finitely generated ideal of \(A\) is flat over \(A\).

Lemma 2.20 [ Sta18 , Tag 092S ] , (2) => (4)

Let \(A\) be a ring of weak dimension \(\le 1\) and \(M\) a flat \(A\)-module. Then any submodule of \(M\) is flat.

Proof

It suffices to show that for any finitely generated ideal \(I\), the linear map \(I \otimes _{R} N \to N\) is injective. For this, consider the following commutative diagram:

\[ \begin{tikzcd} I \otimes_{R} N \arrow{r} \arrow{d} & N \arrow{d} \\ I \otimes_{R} M \arrow{r} & M \end{tikzcd} . \]

The left vertical map is injective, because \(I\) is flat by assumption on \(R\). The bottom horizontal map is injective, because \(M\) is flat. Hence \(I \otimes _{R} N \to N \to M\) is injective, from which the claim follows.

Corollary 2.21 [ Sta18 , Tag 092S ] , (1) => (2)

If \(A\) is of weak-dimension \(\le 1\), then every ideal \(I \subseteq A\) is flat.

Proof

Immediate consequence of Lemma 2.20.

Lemma 2.22 [ Sta18 , Tag 092E ]

Let \(A\) be of weak dimension \(\le 1\) and \(B\) a weakly étale \(A\)-algebra. Then \(B\) is of weak dimension \(\le 1\).

Proof

Let \(M\) be a flat \(B\)-module and \(N \subseteq M\) a submodule. By Lemma 2.14 it suffices to show that \(N\) is \(A\)-flat. Since \(B\) is \(A\)-flat, \(M\) is also \(A\)-flat and hence its submodule \(N\) is \(A\)-flat by Lemma 2.20.

Lemma 2.23

Let \((A_i)_{i \in I}\) be a family of rings and for every \(i\) an \(A_i\)-module \(M_i\). Let \(N\) be a \(\prod _{i \in I} A_i\)-submodule of \(\prod _{i \in I} M_i\). Then \(N \subseteq \prod _{i \in I} N_i\). If \(N\) is finitely generated, equality holds.

Proof

TBA.

Lemma 2.24 [ Sta18 , Tag 092T ]

Let \((A_i)_{i \in I}\) be a family of valuation rings. Then \(\prod _{i \in I} A_i\) is of weak dimension \(\le 1\).

Proof

Let \(I \subseteq \prod _{i \in I} A_i\) be a finitely generated ideal. Let \(I_i \subseteq A_i\) be the image of \(I\) in \(A_i\). By Lemma 2.23, \(I\) is the product of the \(I_i\). Since each \(A_i\) is a valuation ring, there exists \(f_i \in A_i\) such that \(I_i = (f_i)\). Hence \(I = (f)\) where \(f = (f_i)\). Let \(e \in A\) be the idempotent element defined by

\[ e_i = \begin{cases} 0 & f_i = 0 \\ 1 & f_i \neq 0 \end{cases} \]

and let \(g\) be the element defined by

\[ g_i = \begin{cases} 1 & f_i = 0 \\ f_i & f_i \neq 0 \end{cases} . \]

Since every \(A_i\) is a domain, \(g\) is a non-zerodivisor and \(f = g e\). In particular, the \(A\)-linear map \((e) \to (ge) = (f)\) is an isomorphism: It is surjective by construction and injective because \(g\) is a nonzerodivisor. Since \(e\) is idempotent, we have \(A = (e) \oplus (1 - e)\) as \(A\)-modules, so \((e)\) is projective.

Lemma 2.25 [ Sta18 , Tag 092V ]

Let \(A\) be of weak dimension \(\le 1\). Let \(B\) be a flat \(A\)-algebra such that \(A \to B\) is injective and an epimorphism of rings. Then \(A\) is integrally closed in \(B\).

Proof

Let \(x \in B\) be integral over \(A\) and \(A' = A[x]\). The map \(A \to A'\) is injective and finite, so to show \(A = A'\) it suffices to check that \(A \to A'\) is an epimorphism. By Lemma 2.20, \(A'\) is flat over \(A\). Hence the composition

\[ A' \otimes _{A} A' \to B \otimes _{A} B \to B \]

is injective.

Lemma 2.26 [ Sta18 , Tag 092U ]

Let \(A\) be a domain and \(L\) an algebraic extension of \(\mathrm{Frac}(A)\). If \(A\) is integrally closed in \(L\), then there exists a cartesian diagram of rings

\[ \begin{tikzcd} A \arrow{r} \arrow{d} & L \arrow{d} \\ S \arrow{r} & T \end{tikzcd} \]

with \(S\) of weak dimension \(\le 1\) and \(S \to T\) a flat, injective epimorphism of rings.

Proof

TBA.

Lemma 2.27 [ Sta18 , Tag 092W ]

Let \(A\) be a domain and \(B\) a weakly étale \(A\)-algebra. Let \(L\) be an algebraic extension of \(\mathrm{Frac}(A)\) and assume that \(A\) is integrally closed in \(L\). Then \(B\) is integrally closed in \(B \otimes _{A} L\).

Proof

2.3 Fields

Lemma 2.28 [ Sta18 , Tag 092P ]
#

Let \(L/K\) be an extension of fields. If \(L \otimes _K L \to L\) is flat, then \(L\) is an algebraic separable extension of \(K\).

Proof

TBA.

Let \(K\) be a field. Suppose that \(K \to B\) is weakly étale, then

  1. every finitely generated \(K\)-subalgebra of \(B\) is étale over K,

  2. \(B\) is a filtered colimit of étale \(K\)-algebras, i.e. \(B\) is ind-étale.

Proof

It suffices to show the first statement. A field is absolutely flat ring by Lemma 2.11, hence \(B\) is a absolutely flat ring by Lemma 2.15. And \(B\) is reduced and every local ring is a field, by Lemma 2.17 and Lemma 2.18.

Let \(q \subset B\) be a prime. The ring map \(B \to B_q\) is weakly étale by Lemma 2.10, hence \(B_q\) is weakly étale over \(K\) (Lemma 2.12). Thus \(B_q\) is a separable algebraic extension of \(K\) by Lemma 2.28.

Let \(K \subset A \subset B\) be a finitely generated \(K\)-sub algebra. We will show that \(A\) is étale over \(K\) which will finish the proof of the lemma.

TBA.

Then every minimal prime \(p \subset A\) is the image of a prime \(q\) of \(B\), see Algebra, Lemma 00FK. Thus κ(p) as a subfield of Bq=κ(q) is separable algebraic over K. Hence every generic point of Spec(A) is closed (Algebra, Lemma 00GA). Thus dim(A)=0. Then A is the product of its local rings, e.g., by Algebra, Proposition 00KJ. Moreover, since A is reduced, all local rings are equal to their residue fields which are finite separable over K. This means that A is étale over K by Algebra, Lemma 00U3 and finishes the proof.

2.4 Local rings

Lemma 2.30
#

Let \(A\) be a ring, let \(f: R \to R',\, g : S \to S'\) be two ring maps of \(A\)-algebras. Then the kernel of \(R \otimes _A S \to R' \otimes _A S'\) is generated by \(\ker f \otimes _A S\) and \(R \otimes _A \ker g\).

Proof

Omitted.

Let \(k\) be a field, \(A\) be a local \(k\)-algebra of dimension zero, i.e. there is a unique prime ideal in \(A\). Suppose that the residue field of \(A\) is identified with \(k\). Then \(A \otimes _k A\) is a local \(k\) algebra of dimension zero.

Proof

The unique prime ideal of \(A\) is the nilradical \(N\) of \(A\). By Lemma 2.30, the kernel of \(A \otimes _k A \to k = A/N\) is generated by \(N \otimes _k A\) and \(A \otimes _k N\), which are all consisiting of nilpotent elements. Thus the nilpotent ideal of \(A \otimes _k A\) is also the maximal ideal. This finishes the proof.

Lemma 2.32

Let \(A \to B\) be a ring map. For all \(\mathfrak {p} \subset A\), there is a unique prime \(\mathfrak {q} \subset B\) lying over \(\mathfrak {p}\) and \(\kappa (\mathfrak {p}) = \kappa (\mathfrak {q})\). Then \(B \otimes _A B \to B\) is bijective on spectra.

Proof

It suffices to show that, for every prime \(p\) of \(A\), there is exactly one prime ideal \(q'\) of \(B \otimes _A B\) lying over \(p\). To detect this, we may assume \(A\) is a field by replacing \(A\) with \(\kappa (\mathfrak {p})\), \(B\) with \(\kappa (\mathfrak {p}) \otimes _A B\) which is a local ring. Now the goal follows from Lemma 2.31.

Lemma 2.33
#

Let \(A \to B\) be a ring map that is bijective on spectra, as well as surjective and flat, then it is an isomorphism.

Proof

Recall that a pure ideal \(I\) in \(A\) is an ideal such that \(A/I\) is flat. (Use Ideal.Pure.) In our case, let \(I\) be the kernel of the map \(A \to B\). Then \(I\) is pure and has empty vanishing locus. But we know that pure ideals are determined by their vanishing locus (Ideal.zeroLocus_inj_of_pure) and zero ideal is also a pure ideal having the same vanishing locus with \(I\), thus \(I = 0\).

Lemma 2.34 [ Sta18 , Tag 04VN ]

Let \(A \to B\) be a ring map. The following are equivalent:

  1. \(A \to B\) is an epimorphism;

  2. the two ring maps \(B \to B \otimes _A B\) are equal;

  3. either of the ring maps \(B \to B \otimes _A B\) is an isomorphism, and

  4. the ring map \(B \otimes _A B \to B\) is an isomorphism.

Proof

Omitted. Use Algebra.IsEpi.

Lemma 2.35 [ Sta18 , Tag 04VU ]

Let \(A \to B\) be a faithfully flat ring epimorphism. Then \(A \to B\) is an isomorphism.

Proof

By ??, the map \(B \to B \otimes _A B\), which is a base change of \(A \to B\), is isomorphism. So is \(A \to B\) by faithfully flatness.

Lemma 2.36

Let \(A \to B\) be a local homomorphism of local rings. For all \(\mathfrak {p} \subset A\), there is a unique prime \(\mathfrak {q} \subset B\) lying over \(\mathfrak {p}\) and \(\kappa (\mathfrak {p}) = \kappa (\mathfrak {q})\). Then \(A \to B\) is an isomorphism.

Proof

To see this, suppose that we are under the above hypothesis. This implies that \(\mu : B \otimes _A B \to B\) is bijective on spectra by Lemma 2.32, as well as surjective and flat (immediately by Definition 2.8). Hence it is an isomorphism by Lemma 2.33. Together with the fact that \(A \to B\) is a faithfully (by surjectivity on spectrum) flat, we can apply Lemma 2.35 to conclude \(A = B\).

Lemma 2.37

Let \(I\) be a directed set. Let \(T_i, \, i \in I\) be a series of totally disconnected topological spaces. Then

\[ T = \varprojlim _{i \in I} T_i \]

is also totally disconnected.

Proof

Suppose \(x, y\) are two distinct points that lives in the same connected component. Then the projection of \(x, y\) will be always fall in the same connected components, thus equal. This is a contradiction.

Lemma 2.38

Let \(B\) be a ind-étale algebra over some field \(K\). If there are two different prime ideals \(q_1\) and \(q_2\) in \(B\), then \(B\) has a nontrivial idempotent element \(e\) (i.i. \(e^2 = e\)).

Proof

Writing \(B\) as a filtered colimit \(\operatorname {colim}B_i\) of étale algebra over \(K\). Each \(B_i\) is a product of separable field extensions of \(K\). In particular, the spectrum of \(B_i\)’s are totally disconnected. By Lemma 2.37, the spectrum of \(B\) is again totally disconnected. Thus different prime ideals \(q_1\) and \(q_2\) livs in different connected components. This giving the desire nontrivial idempotent element.

Lemma 2.39

Let \(B\) be a ind-étale algebra over some field \(K\). If there exists a prime ideal \(q\) of \(B\), such that the residue field of \(q\) is not \(K\), then \(\kappa (q) \otimes _A B\) has a nontrivial element.

Proof

Writing \(B\) as a filtered colimit \(\operatorname {colim}B_i\) of étale algebra over \(K\). (Each \(B_i\) is a product of separable field extensions of \(K\).) Let \(q_i\) be the inverse image of \(q\) in \(B_i\), \(\kappa (q_i)\) be the residue field of \(q_i\), then \(K_i\) is a separable field extensions of \(K\). Now \(\kappa (q) = \operatorname {colim}\kappa (q_i)\) is again a separable extension of \(K\). Then \(\kappa (q) \otimes _A B = \kappa (q) \otimes _K \kappa (q)\) splits. The conclusion follows.

Lemma 2.40

Let \(R\) be a Henselian local ring with separably closed residue field and \(S\) a weakly étale local \(R\)-algebra with \(R \to S\) a local homomorphism. Let \(\mathfrak {p}\) be a prime ideal of \(R\) and \(L\) an algebraic field extension of \(\kappa (\mathfrak {p})\). Then \(L \otimes _{R} S\) has no non-trivial idempotents.

Proof

Let \(R'\) be the integral closure of \(R / \mathfrak {p}\) in \(L\). Since \(R \to R / \mathfrak {p} \to R'\) is integral, \(R'\) is local by Lemma 2.4. Moreover, the residue field \(\kappa (R')\) is an algebraic extension of \(\kappa (R)\) by Lemma 2.6. Since \(\kappa (R)\) is separably closed, the extension is purely inseparable. Hence \(R' \otimes _{R} S\) is local by Lemma 2.7. By Lemma 2.27 and since \(R'\) is integrally closed in \(L\), the tensor product \(R' \otimes _{R} S\) is integrally closed in \(L \otimes _{R} S\). Since \(R' \otimes _{R} S\) is local and any idempotent of \(L \otimes _{R} S\) is integral over \(R' \otimes _{R} S\), the latter can not have any non-trivial idemponent elements.

Let \(A \to B\) be a local homomorphism of local rings. If \(A\) is henselian, the residue field of \(A\) is separably closed, and \(A \to B\) is weakly étale, then \(A = B\).

Proof

It suffices to show that for all \(\mathfrak {p} \subset A\) there is a unique prime \(\mathfrak {q} \subset B\) lying over \(\mathfrak {p}\) and \(\kappa (\mathfrak {p}) = \kappa (\mathfrak {q})\) by Lemma 2.36

Note that the fibre ring \(\kappa (\mathfrak {p}) \otimes _A B\) is weakly etale over \(\kappa (\mathfrak {p})\) by Lemma 2.13, thus it is a colimit of étale extensions of \(\kappa (\mathfrak {p})\) by Theorem 2.29. If the conclusion does not hold, at least one of the following cases is true:

  1. there exists more than one prime \(\mathfrak {q}\_ 1, \mathfrak {q}\_ 2\) lying over \(\mathfrak {p}\);

  2. if \(\kappa (\mathfrak {p}) \neq \kappa (\mathfrak {q})\) for some \(\mathfrak {q}\).

In the first case, by Lemma 2.38; in the second case, by Lemma 2.39, we can always find some \(L\) then \(L \otimes _A B\) has a nontrivial idempotent for some (separable) algebraic field extension \(L/\kappa (\mathfrak {p})\).

Now the statement follows from Lemma 2.40.

Let \(A \to B\) be a local homomorphism of local rings. If \(A\) is strictly henselian, and \(A \to B\) is weakly étale, then \(A = B\).

Proof

This is simply Theorem 2.41 plus Lemma 1.48.

2.5 Bijective on stalks and ind-Zariski

Lemma 2.43 [ Sta18 , Tag 097F ]

Let \(A \to B\) be a w-local ring map of w-local-rings that identifies local rings. Then \(A \to B\) is ind-Zariski.

Proof

TBA.

Proposition 2.44 [ Sta18 , Tag 097G ]

Let \(A \to B\) be a ring map that is bijective on stalks. Then there exists a faithfully flat, ind-Zariski map \(B \to B'\) such that \(A \to B'\) is ind-Zariski.

Proof

By Lemma 1.32, the induced map \(A_w \to B_w\) is again bijective on stalks and hence ind-Zariski by Lemma 2.43. Since \(B \to B_w\) is ind-Zariski and faithfully flat and the composition \(A \to B \to B_w\) is ind-Zariski, the claim follows.

2.6 Weakly étale and ind-étale

Let \(R \to S\) be weakly étale. Then there exists a faithfully flat ind-étale morphism \(S \to T\) such that the composition \(R \to T\) is ind-étale.

Proof

TBA.