1 Local structure
This chapter serves for the commutative algebra preparation of the remaining part of the paper. The key results are
Theorem 1.133 expressing that every affine scheme has a w-contractible cover in the proetale site.
Theorem 1.137 expressing that every weakly etale map can be covered by ind-etale maps.
1.1 Preliminaries
A topological space \(X\) is extremally disconnected if the closure of every open subset is open.
The reason that we are interested in extremally disconnected space is the following theorem.
Let \(X\) be a quasi-compact Hausdorff topological space. Then \(X\) is extremally disconnected if and only if it is a projective object in the category of quasi-compact Hausdorff spaces, i.e., for every continuous surjection \(f : Y \to Z\) of quasi-compact Hausdorff spaces and every continuous map \(g : X \to Z\), there exists a continuous map \(h : X \to Y\) such that \(f \circ h = g\).
Omitted.
Let \(X\) be a topological space. The Stone-Čech compactification of \(X\) is the profinite space \(\beta (X)\) such that
\(X\) is dense in \(\beta (X)\);
every continuous map \(f: X \to Y\) to a quasi-compact Hausdorff space \(Y\) extends uniquely to a continuous map \(\beta (f): \beta (X) \to Y\).
We denote the Stone-Čech compactification of \(X\) by \(\beta (X)\).
Let \(X\) be a topological space. Then the Stone-Čech compactification \(\beta (X)\) is extremally disconnected.
Omitted.
Let \(X\) be a quasi-compact Hausdorff space. There exists a continuous surjection \(X' \to X\) with \(X'\) quasi-compact, Hausdorff, and extremally disconnected.
Let \(Y=X\) but endowed with the discrete topology. Let \(X'=\beta (Y)\), which is extremally disconnected by Theorem 1.4. The continuous map \(Y \to X\) factors as \(Y \to X' \to X\).
We need to the following lemmas about connected components.
Let \(X, Y\) be topological spaces. Then we have \(\pi _0 (X \times Y) \simeq \pi _0(X) \times \pi _0(Y)\) as topological spaces.
Let \(x, y\) be points of \(X, Y\), respectively. To show the above map is bijective, it suffices to show that the connected component of \((x,y)\) in \(X \times Y\) is the product of the connected component of \(x\) in \(X\) and the connected component of \(y\) in \(Y\). We know that the product of connected subsets is still connected (IsPreconnected.prod). The connected component of \((x, y)\) cannot be larger because its projections to \(X\) and \(Y\) are also connected.
To show that the bijective map is homeomorphic, we notice that the topology on both side are generated by the basis of form \(\text{image } U \times \text{image } V\).
Let \(X\) be a totally disconnected topological space. Then \(X \simeq \pi _0 (X)\) as topological spaces.
Use the universal property of connected components.
Let \(X = \lim _i X_i\) be a limit of topological spaces over some index category \(I\) and let \(s \subseteq X\) be a subset of \(X\). Denote by \(s_i\) the image of \(s\) in \(X_i\). Then \(\overline{s} = \bigcap _i \pi _i^{-1} (\overline{s_i})\), where \(\pi _i : X \to X_i\) is the projection map.
Omitted.
Let \(X = \lim _i X_i\) be a limit of topological spaces over some index category \(I\) and let \(s \subseteq X\) be a subset of \(X\). Denote by \(s_i\) the image of \(s\) in \(X_i\). Then for any morphism \(f : i \to j\) in \(I\) with transition map \(\varphi _{f} : X_i \to X_j\), we have \(\varphi _{f}(\overline{s_i}) \subseteq \overline{s_j}\).
Omitted.
Let \(f\colon X \to Y\) be an embedding of topological spaces. Then \(f\) preserves and reflects specializations, i.e. for \(a, b \in X\), \(a\) specializes to \(b\) if and only if \(f(a)\) specializes to \(f(b)\).
The only if direction holds for any continuous map. Conversely, if \(f(a)\) specializes to \(f(b)\), then \(b \in f^{-1}(\overline{\{ f(a)\} }) = \overline{\{ a\} }\).
Let \(X\) be a topological space and \(Z \subseteq X\) a subset. The set
is called the generalization of \(Z\) in \(X\).
Let \(Z \subseteq X\) be a subset of a topological space. Then \(Z^g\) is closed under generalization.
This is immediate from the definition.
The following pure topological lemmas will be used in ??.
Let \(X\) be a topological space. Let \(\pi _0(X)\) be the set of connected components of \(X\). Let \(X \to \pi _0(X)\) be the map which sends \(x \in X\) to the connected component of \(X\) passing through \(x\). Endow \(\pi _0(X)\) with the quotient topology. Then any continuous map \(X \to Y\) from \(X\) to a totally disconnected space \(Y\) factors through \(\pi _0(X)\).
Let \(X\) be a topological space. Let \(\pi _0(X)\) be the topological space of connected components of \(X\). Let \(Y\) be a totally disconnected space. If every fiber of \(X \to Y\) is connected, then the map \(\pi _0(X) \to Y\) is injective.
Omitted.
Let \(X\) be a topological space. Assume \(X\) is quasi-compact, quasi-separated and prespectral. Then for any \(x \in X\) the connected component of \(X\) containing \(x\) is the intersection of all open and closed subsets of \(X\) containing \(x\).
Let \(T\) be the connected component containing \(x\). Let \(S = \bigcap _{\alpha \in A} Z_\alpha \) be the intersection of all open and closed subsets \(Z_\alpha \) of \(X\) containing \(x\). Note that \(S\) is closed in \(X\). Note that any finite intersection of \(Z_\alpha \)’s is a \(Z_\alpha \). Because \(T\) is connected and \(x \in T\) we have \(T \subset Z_\alpha \) for every \(Z_\alpha \), thus \(T \subset S\). It suffices to show that \(S\) is connected. If not, then there exists a disjoint union decomposition \(S = B \amalg C\) with \(B\) and \(C\) open and closed in \(S\). In particular, \(B\) and \(C\) are closed in \(X\), and so quasi-compact by assumption (1). By assumption (2) there exist quasi-compact opens \(U, V \subset X\) with \(B = S \cap U\) and \(C = S \cap V\). Then \(U \cap V \cap S = \emptyset \). Hence \(\bigcap _\alpha U \cap V \cap Z_\alpha = \emptyset \). By assumption (3) the intersection \(U \cap V\) is quasi-compact. Hence for some \(\alpha ' \in A\) we have \(U \cap V \cap Z_{\alpha '} = \emptyset \). Since \(X - (U \cup V)\) is disjoint from \(S\) and closed in \(X\) hence quasi-compact, we can use the same argument to see that \(Z_{\alpha ''} \subset U \cup V\) for some \(\alpha '' \in A\). Then \(Z_\alpha = Z_{\alpha '} \cap Z_{\alpha ''}\) is contained in \(U \cup V\) and disjoint from \(U \cap V\). Hence \(Z_\alpha = U \cap Z_\alpha \amalg V \cap Z_\alpha \) is a decomposition into two open pieces, hence \(U \cap Z_\alpha \) and \(V \cap Z_\alpha \) are open and closed in \(X\). Thus, if \(x \in B\) say, then we see that \(S \subset U \cap Z_\alpha \) and we conclude that \(C = \emptyset \).
Let \(X\) be a topological space. Assume \(X\) is quasi-compact, quasi-separated and prespectral. Then for a subset \(T \subset X\) the following are equivalent:
\(T\) is an intersection of open and closed subsets of \(X\), and
\(T\) is closed in \(X\) and is a union of connected components of \(X\).
It is clear that (a) implies (b). Assume (b). Let \(x \in X\), \(x \notin T\). Let \(x \in C \subset X\) be the connected component of \(X\) containing \(x\). By Lemma 1.15 we see that \(C = \bigcap V_\alpha \) is the intersection of all open and closed subsets \(V_\alpha \) of \(X\) which contain \(C\). In particular, any pairwise intersection \(V_\alpha \cap V_\beta \) occurs as a \(V_\alpha \) i.e. is still open and closed. As \(T\) is a union of connected components of \(X\) we see that \(C \cap T = \emptyset \). Hence \(T \cap \bigcap V_\alpha = \emptyset \). Since \(T\) is quasi-compact as a closed subset of a quasi-compact space, we deduce that \(T \cap V_\alpha = \emptyset \) for some \(\alpha \). For this \(\alpha \) we see that \(U_\alpha = X - V_\alpha \) is an open and closed subset of \(X\) which contains \(T\) and not \(x\). The lemma follows.
Let \(X\) be a spectral space. Then \(\pi _0(X)\) is a profinite space.
We will show that \(\pi _0(X)\) is Hausdorff, quasi-compact, and totally disconnected. By Lemma 1.15, every connected component of \(X\) is the intersection of the open and closed subsets containing it. Since \(\pi _0(X)\) is the image of a quasi-compact space, it is also quasi-compact. It is totally disconnected by construction. Let \(C,D \subset X\) be distinct connected components of \(X\). Write \(C = \bigcap _{\alpha } U_\alpha \) as the intersection of the open and closed subsets of \(X\) containing \(C\). Any finite intersection of \(U_\alpha \)’s is another \(U_\alpha \). Since \(\bigcap _\alpha U_\alpha \cap D = \emptyset \) we conclude that \(U_\alpha \cap D = \emptyset \) for some \(\alpha \) (connected components are closed, thus quasi-compact). Since \(U_\alpha \) is open and closed, it is the union of the connected components it contains, i.e., \(U_\alpha \) is the inverse image of some open and closed subset \(V_\alpha \subset \pi _0(X)\). This proves that the points corresponding to \(C\) and \(D\) are contained in disjoint open subsets, i.e., \(\pi _0(X)\) is Hausdorff.
Let \(X\) be a spectral space. Let \(Y \subset X\) be a closed subspace. Then \(Y\) is spectral.
The only remaining part in Lean is quasi-separatedness. Suppose that \(V\) is open compact in \(Y\), we show that there exists open compact \(U\) in \(X\) such that \(V = U \cap Y\). We can find \(U'\) in \(X\) such that \(V = U' \cap Y\). Write \(U' = \bigcup _{i \in I} U_i\) as a union of compact opens, then a finite subset \(i \in I_0\) of \(U_i\) already covers \(V\). Take \(U := \bigcup _{i \in I\_ 0} U_i\) as desired.
For any compact opens \(V_1,\, V_2 \subset Y\), there exists compact open \(U_1, U_2 \subset X\) s.t. \(V_i = U_i \cap Y_i\). Then \(V_1 \cap V_2 = (U_1 \cap U_2) \cap Y \), is still open compact in \(Y\). Here \(U_1 \cap U_2\) is quasi-compact since \(X\) is quasi-separated.
Let \(X\) and \(Y\) be topological spaces. Let \((x, y) \in X \times Y\) be a point. Then
It is clear that \(\overline{\{ (x, y)\} } \subseteq \overline{\{ x\} } \times \overline{\{ y\} }\).
If \(z \notin \overline{\{ (x, y)\} }\), there exists opens \(U \subset X\), \(V \subset Y\) such that \(z \notin U \times V\), thus \((x, y) \notin U \times V\). Either \(x \notin U\) or \(y \notin V\), suppose \(x \notin U\). Then \(U \cap \overline{\{ x\} } = \emptyset \), thus \(U \times V \cap \overline{\{ x\} } \times \overline{\{ y\} } = \emptyset \). This shows that \(\overline{\{ x\} } \times \overline{\{ y\} } \subseteq \overline{\{ (x, y)\} }\).
Let \(X\) and \(Y\) be spectral spaces. Then the product \(X \times Y\) is spectral.
Let \(X\), \(Y\) be spectral spaces. Denote \(p : X \times Y \to X\) and \(q : X \times Y \to Y\) the projections. We first show that \(X \times Y\) is sober. Let \(Z \subset X \times Y\) be a closed irreducible subset. Then \(p(Z) \subset X\) is irreducible and \(q(Z) \subset Y\) is irreducible. Let \(x \in X\) be the generic point of the closure of \(p(Z)\) and let \(y \in Y\) be the generic point of the closure of \(q(Z)\). If \((x, y) \notin Z\), then there exist opens \(x \in U \subset X\), \(y \in V \subset Y\) such that \(Z \cap (U \times V) = \emptyset \). Hence \(Z\) is contained in \((X - U) \times Y \cup X \times (Y - V)\). Since \(Z\) is irreducible, we see that either \(Z \subset (X - U) \times Y\) or \(Z \subset X \times (Y - V)\). In the first case \(p(Z) \subset (X - U)\) and in the second case \(q(Z) \subset (Y - V)\). Both cases are absurd as \(x\) is in the closure of \(p(Z)\) and \(y\) is in the closure of \(q(Z)\). Thus we conclude that \((x, y) \in Z\), which means that \((x, y)\) is the generic point for \(Z\) (Lemma 1.19).
A basis of the topology of \(X \times Y\) consists of opens of the form \(U \times V\) with \(U \subset X\) and \(V \subset Y\) quasi-compact open (here we use that \(X\) and \(Y\) are spectral). Then \(U \times V\) is quasi-compact as the product of quasi-compact spaces is quasi-compact. Moreover, any quasi-compact open of \(X \times Y\) is a finite union of such quasi-compact rectangles \(U \times V\). It follows that the intersection of two such is again quasi-compact (since \(X\) and \(Y\) are spectral). This concludes the proof.
Let \(X\) be a topological space. Then \(X\) is Hausdorff if and only if the diagonal map \(\Delta : X \to X \times X\) is a closed embedding.
Omitted.
Let \(X\), \(Y\), and \(S\) be topological spaces. Assume that \(S\) is Hausdorff. Let \(f : X \to S\) and \(g : Y \to S\) be continuous maps. The natural map \(X \times _S Y \to X \to Y\) is a closed embedding.
\(X \times _S Y\) is the inverse image of the image \(\Delta (S)\) of the diagonal map \(\Delta : S \to S \times S\). It follows from Lemma 1.21 that \(\Delta (S)\) is a closed subset.
Let \(X\) and \(Y\) be topological spaces. If \(X\) is spectral (resp. T0, Hausdorff, Sober, quasi-separated, quasi-compact, prespectral) and there is a homeomorphism \(X \cong Y\), then \(Y\) is spectral (resp. T0, Hausdorff, Sober, quasi-separated, quasi-compact, prespectral).
Omitted.
Let \(X\) and \(Y\) be spectral spaces. Let \(S\) be a Hausdorff topological space. Let \(f : X \to S\) and \(g : Y \to S\) be continuous maps. Then the fiber product \(X \times _S Y\) is spectral.
Note that \(X \times _S Y\) is a closed subspace of \(X \times Y\) by Lemma 1.22. (For subspace, see TopCat.pullbackIsoProdSubtype.) Since \(X \times Y\) is spectral (Lemma 1.20) it follows that \(X \times _S Y\) is spectral (Lemma 1.18). Note that we also used Lemma 1.23 to translate between categorical constructions and non-categorical constructions.
Let \(X\) be a profinite space. Then \(X\) is spectral.
Since R1 implies Sober, Hausdorff implies quasi-separated, it only remains to show that \(X\) is prespectral. Write \(X\) as an inverse limit of finite discrete topological spaces. The preimage of singletons in every finite discrete space are open and closed subsets and forms a topological basis for the topology on \(X\). Thus \(X\) is prespectral.
Let \(X\) be a spectral space. Let
be a cartesian diagram in the category of topological spaces with \(T\) profinite. Then \(Y\) is spectral and the canonical map \(\pi _0(Y) \to T\) defined in Definition 1.13 is an isomorphism.
By Lemma 1.25, \(T\) is spectral. By Lemma 1.17 \(\pi _0(X)\) is Hausdorff. By Lemma 1.24, \(Y\) is spectral. Let \(Y \to \pi _0(Y) \to T\) be the canonical factorization in Definition 1.13. It is clear that \(\pi _0(Y) \to T\) is surjective. The fibres of \(Y \to T\) are homeomorphic to the fibres of \(X \to \pi _0(X)\). Hence these fibres are connected. It follows that \(\pi _0(Y) \to T\) is injective by Lemma 1.14. We conclude that \(\pi _0(Y) \to T\) is a homeomorphism since it is a bijective map from a quasi-compact space to a Hausdorff space by isHomeomorph_iff_continuous_bijective.
The following pure algebraic lemma will be used in Lemma 1.76.
Let \(A \to B\) be a ring map which has going down. Let \({\mathfrak {p}}\subset A\) be a prime ideal and let \({\mathfrak {q}}\subset B\) be a prime ideal lying over \({\mathfrak {p}}\). Assume that and there is at most one prime of \(B\) above every prime of \(A\). Then the natural map \(B_{{\mathfrak {p}}B} \to B_{{\mathfrak {q}}}\) is an isomorphism.
It suffices to show that all the elements of \(B - {\mathfrak {q}}\) are all invertible in \(B_{{\mathfrak {p}}B}\). Suppose the contrary, let \(x \in B - {\mathfrak {q}}\) be an element not invertible in \(B_{{\mathfrak {p}}B}\). We can find a prime ideal \({\mathfrak {q}}' \subseteq {\mathfrak {p}}B\) of \(B\) containing \(x\). By going down there exists a prime \({\mathfrak {q}}'' \subseteq {\mathfrak {q}}\) lying over \({\mathfrak {p}}' = A \cap {\mathfrak {q}}'\). By the uniqueness of primes lying over \({\mathfrak {p}}'\) we see that \({\mathfrak {q}}' = {\mathfrak {q}}''\), which contradicts the fact that \(x \notin {\mathfrak {q}}\).
We say \(A \to B\) is a local isomorphism if for every prime \(\mathfrak {q} \subset B\) there exists a \(g \in B\), \(g \notin \mathfrak {q}\) such that \(A \to B_g\) induces an open immersion \(\operatorname{Spec}(B_g) \to \operatorname{Spec}(A)\).
A ring map \(A \to B\) identifies local rings if for every prime \(\mathfrak {q} \subset B\) the canonical map \(A_{\varphi ^{-1}(\mathfrak {q})} \to B_{\mathfrak {q}}\) is an isomorphism.
The map \(A \to \prod _{i = 1}^{n} A_i \) identifies local rings, if \(A \to A_i\) identifies local rings for all \(i\).
Omitted.
Let \(A \to B\) and \(B \to C\) be ring maps that identify local rings. Then the composition \(A \to C\) also identifies local rings.
Omitted.
Let \(A\) be a ring and \(X = \operatorname{Spec}(A)\). Let \(\operatorname {ILR}_A\) denote the category of \(A\)-algebras \(B\) for which \(A \to B\) identifies local rings, and let \(\operatorname {Top}_X\) denote the category of topological spaces over \(X\).
Define the functor
by sending \(B\) to \(\operatorname{Spec}(B)\).
[ Sta18 , Tag 096L ] Let \(A\) be a ring. Set \(X = \operatorname{Spec}(A)\). The functor \(F\) constructed in Definition 1.32
from the category of \(A\)-algebras \(B\) such that \(A \to B\) identifies local rings to the category of topological spaces over \(X\) is fully faithful.
The functor \(F\) is a composition of two functors: 1. The fully faithful functor from the category of \(A\)-algebras \(B\) for which \(A \to B\) identifies local rings to the category of ringed spaces \((Y, \O _Y)\) over \(X = \operatorname{Spec}(A)\) satisfying \(\O _Y = p^{-1}\O _X\), where \(p: Y \to X\) is the structure map. 2. The functor sending a ringed space to its underlying topological space, and a morphism \((f, f^\# )\) to \(f\).
The second functor is fully faithful because \(f^\# \) is always an isomorphism, being given by the canonical identification \(f^{-1}\O _Y \cong f^{-1}p^{-1}\O _X = q^{-1}\O _X \cong \O _Z\), where \(p: Y \to X\) and \(q: Z \to X\) are the structure maps.
Let \(A\) be a ring and \(X = \operatorname{Spec}(A)\). Let \(A \to B\) and \(A \to C\) be two \(A\)-algebras that identifies local rings. As a consequence of Lemma 1.33, we have a bijective map
sending \(f : B \to C\) to the continuous map \(\operatorname{Spec}(f) : \operatorname{Spec}(C) \to \operatorname{Spec}(B)\) induced by \(f\).
Let \(A = \operatorname {colim}_i A_i\) be a filtered colimit of \(A\)-algebras and let \(B\) be an étale \(A\)-algebra. Then there exists an \(i\) and an étale \(A_i\)-algebra \(B'\) such that
is a pushout diagram.
This follows because every étale algebra is of finite presentation and by possibly enlarging \(i\) we can ensure that \(B'\) is étale over \(A_i\).
1.2 ind-Zariski maps
An \(R\)-algebra \(S\) is called a ind-Zariski if \(S\) can be written as a filtered colimit \(S \simeq \operatorname {colim}S_i\) with each \(R \to S_i\) a local isomorphism. A ring homomorphism \(f : R \to S\) is called a ind-Zariski if \(S\) is ind-Zariski as an \(R\)-algebra via \(f\).
The definition of ind-Zariski is slightly more general from [ BS15 , Definition 2.2.1(iv) ] , where they defined as a filtered colimit of finite products of principal localizations.
Let \(A \to B\) be an ind-Zariski ring map. Then it identifies local rings, i.e. for every prime \(\mathfrak {q} \subset B\) the canonical map \(A_{\varphi ^{-1}(\mathfrak {q})} \to B_{\mathfrak {q}}\) is an isomorphism.
Omitted.
Let \(A \to B\) be an ind-Zariski ring map. Then \(A \to B\) is flat.
An ind-Zariski ring map is a filtered colimit of local isomorphisms. A local isomorphism is flat.
A filtered colimit of ind-Zariski algebras is ind-Zariski.
This follows from general theory, because local isomorphisms are of finite presentation.
A finite product of ind-Zariski algebras is ind-Zariski.
This is the consequence of the more general fact that if a property \(p\) of ring maps is stable under finite products, then Ind-\(p\) is also stable under finite products since finite product of filtered index category is again filtered.
It suffices to show that being local isomorphism is stable under finite products. Suppose \(A \to B_i\) is a local isomorphism for each \(i\) for finitely many \(i\)’s. Every prime \({\mathfrak {q}}\) in \(\prod _i B_i\) is an extension prime ideal of one of the factors, say \(B_0\). Since there exists \(f_0 \in B_0\), \(f_0 \notin {\mathfrak {q}}\) such that \(A \to (B_0)_{f_0}\) induces an open immersion, localize \(\prod _i B_i\) at the corresponding idempotent times this element \(f_0\) to obtain the desired result.
Let \(A \to B\) and \(B \to C\) be ind-Zariski ring maps. Then the composition \(A \to C\) is also ind-Zariski.
Omitted.
Let \(A\) be a ring and \(S \subseteq A\) a multiplicative subset. Then \(S^{-1}A\) is ind-Zariski over \(A\).
\(S^{-1} A = \operatorname {colim}_{f \in S} A_f\) and \(A \to A_f\) is a local isomorphism.
1.3 Henselian objects and Henselisation
In this section we define a generalisation of the notion of a Henselian ring to an arbitrary category. Let \(\mathcal{C}\) be a category and \(P\) a property of morphisms.
A morphism \(f\colon X \to Y\) is \(P\)-Henselian, if for every factorisation
with \(u\) satisfying \(P\), there exists a retraction of \(u\).
A local ring \((R, \mathfrak {m}, \kappa )\) is Henselian if and only if the projection \(R \to \kappa \) is étale-Henselian.
By [ Sta18 , Tag 04GG ] , \(R\) is Henselian if and only if for any étale ring map \(R \to S\) and prime \(\mathfrak {q}\) of \(S\) lying over \(\mathfrak {m}\) with \(\kappa = \kappa (\mathfrak {q})\), there exists a retraction \(S \to R\) of \(R \to S\).
Suppose \(R\) is Henselian and let \(R \to S \to \kappa \) be a factorisation of \(R \to \kappa \) with \(R \to S\) étale. Then \(\mathfrak {q} = \mathrm{ker}(S \to \kappa )\) is a prime ideal of \(S\) lying above \(\mathfrak {m}\). Hence we obtain a commutative diagram
where the composition of the dashed arrows is the identity of \(\kappa \). Hence \(\kappa (\mathfrak {q}) = \kappa \) and by assumption, \(R \to S\) has a retraction.
Now assume that \(R \to \kappa \) is étale-Henselian and let \(R \to S\) be étale and \(\mathfrak {q}\) be a prime ideal of \(S\) with \(\kappa (\mathfrak {q}) = \kappa \). Hence the composition \(R \to S \to \kappa (\mathfrak {q}) = \kappa \) is a factorisation of \(R \to \kappa \). Thus \(R \to S\) has a retraction.
A local ring \((R, \mathfrak {m}, \kappa )\) is strictly henselian if the composition \(R \to \kappa \to \kappa ^{\mathrm{sep}}\) is étale-Henselian for a separable closure \(\kappa ^{\mathrm{sep}}\).
The following example shows that our definition agrees with the one in [ Sta18 , Tag 04GF ] .
A local ring \((R, \mathfrak {m}, \kappa )\) is strictly Henselian if and only if it is Henselian and \(\kappa \) is separably closed.
Let \(A, {\mathfrak {m}}\) be a strictly henselian local ring. Let \(f : A \to B\) a étale ring map with \({\mathfrak {n}}\) a maximal ideal of \(B\) lying over \({\mathfrak {m}}\). Then there exists a retraction \(s : B \to A\) of \(A \to B\) such that \({\mathfrak {n}}= s^{-1}({\mathfrak {m}})\).
Since \(B/{\mathfrak {m}}B\) is an étale algebra over the residue field \(k = A/{\mathfrak {m}}\), it splits as \(B/{\mathfrak {m}}B \cong k_1 \times \cdots \times k_n\) for finitely many finite separable extensions \(k_i\) of \(k\). Thus \(B/{\mathfrak {n}}\), as a quotient of \(B/{\mathfrak {m}}B\), is also a finite separable extension of \(k\). Choose an inclusion \(B/{\mathfrak {n}}\hookrightarrow k^{\textnormal{sep}}\). Then we have a commutative diagram
Since \(A \to k^{\textnormal{sep}}\) is étale-Henselian, there exists a retraction \(r : B \to A\) of \(A \to B\). But this retraction may not satisfy \({\mathfrak {n}}= r^{-1}({\mathfrak {m}})\).
To solve this, notice that there are only finitely many prime ideals \({\mathfrak {n}}_0 = {\mathfrak {n}}, {\mathfrak {n}}_1, \cdots , {\mathfrak {n}}_k\) of \(B\) lying over \({\mathfrak {m}}\) and they are all maximal ideals. (directly by the fact that \(B/{\mathfrak {m}}B \cong k_1 \times \cdots \times k_n\)). Since \(\bigcap _{i \ne 0} {\mathfrak {n}}_i \nsubseteq {\mathfrak {n}}\) (otherwise one of \({\mathfrak {n}}_i \subseteq {\mathfrak {n}}\) which is impossible), we can find element \(b \in {\mathfrak {n}}_i\) for every \(i \ne 0\) that does not fall in \({\mathfrak {n}}\). We may replace \((B, {\mathfrak {n}})\) by \((B_b, {\mathfrak {n}}B_b)\), then \(B\) is still étale over \(A\) and \({\mathfrak {n}}\) is the only prime ideal of \(B\) lying over \({\mathfrak {m}}\). Then the section \(s_b : B_b \to A\) given by the previous paragraph satisfies \({\mathfrak {n}}B_b = s_b^{-1}({\mathfrak {m}})\). Composition with the localization map \(B \to B_b\) gives the desired section \(s : B \to A\).
Let \(A\) be a strictly Henselian local ring and \(f : A \to B\) an étale ring map. Suppose \({\mathfrak {n}}\) is a maximal ideal of \(B\) lying over the maximal ideal \({\mathfrak {m}}\) of \(A\). Then the induced map \(A \to B_{\mathfrak {n}}\) is an isomorphism.
Let \(s: B \to A\) be the section given by Proposition 1.48 for the pair \((B, {\mathfrak {n}})\). Localizing at \({\mathfrak {m}}\), we obtain the following diagram:
The dotted arrow \(s'\) exists by the universal property of localization, since \({\mathfrak {n}}= s^{-1}({\mathfrak {m}})\). Moreover, \(s'\) is a section of \(f'\).
Since \(f_{\mathfrak {m}}\) is étale and \(s_{\mathfrak {m}}\) is a section of \(f_{\mathfrak {m}}\), it follows that \(s_{\mathfrak {m}}\) is also étale by the cancellation property of étale maps. Thus \(s'\), being a composition of a localization and an étale map, is flat. As a flat local ring homomorphism, \(s'\) is faithfully flat and hence injective. Since \(s'\) is also a section of \(f'\), it is surjective. Therefore, \(s'\) is an isomorphism, and the composition \(A \to B_{\mathfrak {n}}\) is an isomorphism.
1.4 Ind-etale ring maps
An \(R\)-algebra \(S\) is ind-étale if it is a filtered colimit of étale \(R\)-algebras. We say a ring homomorphism \(R \to S\) is ind-étale if \(S\) is ind-étale as an \(R\)-algebra via \(f\).
Let \(A \to B\) and \(B \to C\) be ring maps. If \(A \to B\) and \(B \to C\) are ind-étale, then \(A \to C\) is ind-étale.
Omitted.
Let \(A \to B\) be an ind-étale ring map. For any ring map \(A \to C\), the base change \(C \to B \otimes _A C\) is ind-étale.
Omitted.
Let \(B = \operatorname {colim}_i B_i\) be a filtered colimit of ind-étale \(A\)-algebras. Then \(B\) is an ind-étale \(A\)-algebra.
This follows from general theory, because étale maps are of finite presentation.
Let \(A \to B\) be an ind-Zariski ring map. Then \(A \to B\) is ind-étale.
An ind-Zariski ring map is a filtered colimit of local isomorphisms. A local isomorphism is étale.
1.5 w-local spaces
A topological space \(X\) is w-local if it satisfies:
\(X\) is spectral,
every point specializes to a unique closed point,
the subspace \(X^c\) of closed points is closed.
Let \(X\) and \(Y\) be w-local spaces. A morphism \(f: X \to Y\) is w-local if it is spectral and the image of closed points \(f(X^c) \subseteq Y^c\).
Let \(f: X \to Y\) and \(g: Y \to Z\) be w-local maps between w-local spaces. Then the composition \(g \circ f: X \to Z\) is w-local.
Omitted.
Let \(X\) be w-local and \(Z \subseteq X\) a subset closed under specialization. Then the generalization \(Z^g\) in \(X\) is still closed under specialization.
Let \(x \rightsquigarrow y\) in \(X\) with \(x \in Z^g\). Then \(x\) specializes to some \(z \in Z\), which in turn specializes to a unique closed point \(c\) in \(X\) because \(X\) is w-local. Because \(Z\) is stable under specialization, \(c \in Z\). Also \(y\) specializes to a unique closed point \(c'\) in \(X\) and by uniqueness we have \(c' = c \in Z\). Hence \(y \in Z^g\).
Let \(X\) be w-local and \(Z \subseteq X\) a subset closed under specialization. If \(Z\) is spectral, it is w-local and the inclusion \(Z \to X\) maps closed points to closed points.
Since \(Z\) is closed under specializations, we have \(Z^c = X^c \cap Z\). In particular \(Z^c\) is closed in \(Z\) and \(Z \to X\) preserves closed points. By 1.10, specializations in \(Z\) are the same as specializations in \(X\). Since \(Z\) is closed under specializations, every point in \(Z\) specializes to a unique closed point in \(X\) and therefore in \(Z\).
Let \(X\) be a w-local space. Then every closed subspace \(Y \subseteq X\) is w-local. Moreover, the inclusion map \(Y \to X\) is w-local.
This follows from 1.59, because closed subsets are stable under specialization. The inclusion \(Y \to X\) is spectral as a closed embedding and hence w-local by the lemma.
Let \(X\) be a profinite topological space and \(x, y \in X\) be distinct. Then there exist \(U, V \subseteq X\) open and closed such that \(X = U \coprod V\) and \(x \in U\), \(y \in V\).
Write \(X = \lim _{i \in I} X_i\) as a directed limit of finite discrete spaces. Let \(\pi _i \colon X \to X_i\) be the projection maps. A base of the open sets of \(X\) is given by the preimages \(\pi _i^{-1}(\{ z\} )\) for \(z \in X_i\) and \(i \in I\). Every open set in this base is also closed, because its complement is a finite union of such sets.
Choose an open subset in this base containing \(x\) but not \(y\), say \(U = \pi _{i_0}^{-1}(\{ z_0\} )\) for some \(i_0 \in I\) and \(z_0 \in X_{i_0}\). Then \(V = X - U\) is also open and closed, and we have \(X = U \coprod V\) with \(x \in U\) and \(y \in V\).
Let \(X\) be a spectral space such that every point is closed. Then \(X\) is profinite.
Since every point is closed, there are no nontrivial specializations between points. By Enumi 2 in Lemma 1.67, all constructible subsets of \(X\) are closed. In particular, every compact open subset is also closed. Since \(X\) is spectral, thus T0, for any two points there is a quasi-compact open (also closed) containing exactly one of them. Thus \(X\) is profinite by isTotallyDisconnected_of_isClopen_set.
Let \(X\) be a w-local space. Then the set of closed points \(X^c\) of \(X\) is profinite.
It is a closed subspace of a spectral space, hence spectral. Therefore it is profinite by 1.62
Let \(X\) be a spectral space and \(E \subseteq X\) a quasi-compact subset. Then the generalization \(E^g\) is an intersection of quasi-compact open subsets.
Let \(X\) be a spectral space and let \(W\) denote \(E^g\). Since every point of \(W\) specializes to a point of \(E\) we see that an open of \(W\) which contains \(E\) is equal to \(W\). Hence since \(E\) is quasi-compact, so is \(W\). If \(x \in X\), \(x \notin W\), then \(Z = \overline{\{ x\} }\) is disjoint from \(W\). Since \(W\) is quasi-compact we can find a quasi-compact open \(U\) (since there is a open basis of quasi-compact opens of \(X\) and finitely many of them would suffice to cover \(W\)) with \(W \subset U\) and \(U \cap Z = \emptyset \). We conclude that \(W\) is an intersection of quasi-compact open subsets.
Let \(X\) be a topological space. The constructible topology on \(X\) is the topology with subbase of opens the sets \(U\) and \(X - U\) for all quasi-compact opens \(U\) of \(X\).
In other words, a subset of \(X\) is open in the constructible topology if and only if it is a union of finite intersections of sets of the form \(U\) or \(X - U\) for a quasi-compact open \(U\).
Let \(X\) be a spectral space. Then \(X\) is quasi-compact in the constructible topology.
Let \(\mathfrak {B}\) be the set of subsets of \(X\) that are quasi-compact open or the complement of a quasi-compact open. By definition of the constructible topology and the Alexander subbasis theorem, it suffices to show that every covering \(X = \bigcup _{i \in I} B_i\) with \(B_i \in \mathfrak {B}\) has a finite subcover. Since for every \(B \in \mathfrak {B}\) also \(X - B \in \mathfrak {B}\), it suffices to show: If \(\{ B_i\} _{i \in I}\) is a family of elements of \(\mathfrak {B}\) such that all finite subfamilies have non-empty intersection, then \(\bigcap _{i \in I} B_i\) is non-empty.
Let \(\mathcal{S}\) be the set of families in \(\mathfrak {B}\) that are pairwise unequal, have non-empty finite intersections and empty intersection. For the sake of contradiction, suppose \(\mathcal{S}\) is non-empty. If we equip \(\mathcal{S}\) with the ordering by subset inclusion, Zorn’s Lemma yields a maximal family \(\{ B_i\} _{i \in I} \in \mathcal{S}\).
Let \(I' \subseteq I\) be the indices such that \(B_i\) is closed and set \(Z = \bigcap _{i \in I'} B_i\). This is a closed and non-empty subset of \(X\), because \(X\) is quasi-compact and all finite intersections are non-empty by assumption. Note that for any \(i_1, \ldots , i_n \in I\) the intersection \(\bigcap _{a=1}^n B_{i_a}\) is quasi-compact, hence \(Z \cap \bigcap _{a=1}^n B_{i_a}\) is non-empty by the same argument.
Suppose \(Z = Z' \cup Z'\) is reducible with \(Z', Z'' \subsetneq Z\) closed. Because \(X\) is a spectral space, there exist quasi-compact opens \(U', U'' \subseteq X\) with \(U' \cap Z'\) non-empty, \(U'' \cap Z''\) non-empty and \(U' \cap Z'' = \emptyset = U'' \cap Z'\). Then set \(B' = X - U' \in \mathfrak {B}\) and \(B'' = X - U'' \in \mathfrak {B}\). We claim that \(\{ B_i\} _{i \in I}\) with \(B'\) or \(B''\) added is still in \(\mathcal{S}\). Suppose, this is not the case. Then there exist finitely many indices \(i_a\) and \(j_b\) in \(I\) such that
By construction, \(Z \subseteq B' \cup B''\), so in particular
which is a contradiction. Hence \(\{ B_i\} _{i \in I}\) is not maximal, also a contradiction. So \(Z\) is irreducible. But for every \(i \in I - I'\), the set \(B_i\) is open and hence the non-empty open \(Z \cap B_i\) of \(Z\) contains the unique generic point of \(Z\). Hence \(\bigcap _{i \in I} B_i = Z \cap \bigcap _{i \in I - I'} B_i\) is non-empty, which is again a contradiction.
Let \(X\) be a spectral space and \(E \subseteq X\) a subset closed in the constructible topology.
If \(x \in \overline{E}\), then \(x\) is the specialization of a point in \(E\).
If \(E\) is stable under specialization, then \(E\) is closed.
It suffices to show the first claim. Let \(x \in \overline{E}\) and let \(\{ U_i\} _{i \in I}\) be the set of quasi-compact open neighbourhoods of \(x\). Since \(X\) is spectral, these form a neighbourhood basis of \(x\), so \(\bigcap _{i \in I} U_i\) is the set of generalizations of \(x\). It hence suffices to show that \(\bigcap _{i \in I} U_i \cap E\) is non-empty. Indeed, as \(X\) is quasi-separated, any finite intersection of the \(U_i\) is another one and since \(x \in \overline{E}\), the intersection \(U_i \cap E\) is non-empty for all \(i\). Since \(U_i \cap E\) is closed in the constructible topology for all \(i\) and \(X\) is quasi-compact in the constructible topology by 1.66, the intersection \(\bigcap _{i \in I} U_i \cap E\) is non-empty.
Let \(X\) be a w-local space and \(Z \subseteq X\) a closed subset. Then \(Z^g\) is closed.
Since \(Z\) is closed, it is quasi-compact. Hence by Lemma 1.64, we see that \(Z^g\) is closed in the constructible topology as an intersection of quasi-compact opens. Since \(Z\) is stable under specialization, the same holds for \(Z^g\) by Lemma 1.58. Thus by Lemma 1.67, the claim follows.
Let \(X\) be a w-local space. Then the composition \(X^c \to X \to \pi _0(X)\) is a homeomorphism, where \(X^c\) denotes the closed points of \(X\).
Since \(X^c\) is quasi-compact and \(\pi _0(X)\) is Hausdorff by Lemma 1.17, it suffices to show the map is bijective. To show injectivity let \(x, y \in X^c\) be distinct. Since \(X^c\) is profinite (Lemma 1.63), there exist open and closed subsets \(U_0, V_0 \subseteq X^c\) such that \(X^c = U_0 \coprod V_0\) by Lemma 1.61. Let \(U = U_0^g\) and \(V = V_0^g\). Because \(X\) is w-local, we get \(X = U \coprod V\) as sets. By Lemma 1.68, both \(U\) and \(V\) are closed and therefore also both open. Hence \(x\) and \(y\) lie in distinct connected components of \(X\), so the images in \(\pi _0(X)\) are distinct.
Since every connected component is closed, it is quasi-compact and hence contains a closed point. Thus the map is surjective.
Let \(X\) be a spectral space. Let
be a cartesian diagram in the category of topological spaces with \(T\) profinite. If moreover \(X\) is w-local, then \(Y\) is w-local, \(Y \to X\) is w-local, and the set of closed points of \(Y\) is the inverse image of the set of closed points of \(X\).
We know that \(Y\) is spectral and \(T = \pi _0(Y)\) by Lemma 1.26. Assume \(X\) is w-local and let \(X^c \subset X\) be its closed points. The inverse image \(Y^c \subset Y\) of \(X^c\) maps bijectively onto \(T\), since \(X^c \to \pi _0(X)\) is a bijection by Lemma 1.69. (Note that we do not yet know whether \(Y^c\) is the set of closed points of \(Y\).) Moreover, \(Y^c\) is quasi-compact as a closed subset of the spectral space \(Y\). Hence \(Y^c \to \pi _0(Y) = T\) is a homeomorphism by isHomeomorph_iff_continuous_bijective (
[
Sta18
,
Tag 08YE
]
). It follows that all points of \(Y^c\) are closed in \(Y\): if some \(y \in Y^c\) specialized to a distinct closed point \(y'\) (which also falls in \(Y\) since \(Y\) is closed), then both would map to the same point in \(T\), contradicting the bijectivity of \(Y^c \to T\).
Conversely, if \(y \in Y\) is a closed point, then it is closed in its fibre over \(T\), and its image \(x \in X\) is closed in the corresponding (homeomorphic) fibre of \(X \to \pi _0(X)\). Since a point in a w-local space is closed if and only if it is closed in its connected component (which is closed), we have \(x \in X^c\), so \(y \in Y^c\). Thus \(Y^c\) is exactly the set of closed points of \(Y\). Moreover, since \(Y^c \cong T\), each connected component contains a unique closed point, and for each \(y \in Y^c\) the set of generalizations of \(y\) is precisely the fibre of \(Y \to \pi _0(Y)\) (as any generalization of \(y\) lies in the same connected component with \(y\)). The lemma follows.
1.6 w-local rings
A ring \(A\) is w-local if Spec(A) is w-local.
A ring map \(f: A \to B\) between w-local rings is w-local if the induced map of w-local spaces \(\operatorname{Spec}(f) : \operatorname{Spec}(B) \to \operatorname{Spec}(A)\) is w-local.
Omitted.
If \(A \to B\) is a surjective ring map and \(A\) is w-local, then \(B\) is w-local.
This is Lemma 1.60.
Let \(A\) be a w-local ring. Then \(\operatorname{Spec}(A)\) is set theoretically the disjoint union of the spectra of the local rings at closed points.
This follows from the fact that every point specializes to a unique closed point and the spectrum of the local ring at a point is the set of all points specialize to it.
Let \(A \to B\) be a ring map such that
\(A \to B\) identifies local rings, and
\(\operatorname{Spec}(B) \to \operatorname{Spec}(A)\) is bijective.
Then \(A \to B\) is an isomorphism.
Since \(A \to B\) is flat (can be checked on stalks of \(B\)), it has going down. Thus Lemma 1.27 shows for any prime \({\mathfrak {q}}\subset B\) lying over \({\mathfrak {p}}\subset A\) we have \(B_{{\mathfrak {q}}} = B_{{\mathfrak {p}}B}\). Since \(B_{{\mathfrak {q}}} = A_{{\mathfrak {p}}}\) by assumption, we see that \(A_{{\mathfrak {p}}} = B_{{\mathfrak {p}}B}\) for all primes \({\mathfrak {p}}\) of \(A\). Thus \(A = B\) since isomorphism can be checked locally on \(A\).
Let \(A \to B\) be a w-local ring map between w-local rings such that
\(A \to B\) identifies local rings, and
\(\pi _0(\operatorname{Spec}(B)) \to \pi _0(\operatorname{Spec}(A))\) is bijective.
Then \(A \to B\) is an isomorphism.
By Lemma 1.75, it suffices to show that \(Y = \operatorname{Spec}(B) \to X = \operatorname{Spec}(A)\) is bijective. Let \(X^c \subset X\) and \(Y^c \subset Y\) be the sets of closed points. By assumption \(Y^c\) maps into \(X^c\) and the induced map \(Y^c \to X^c\) is a bijection since Lemma 1.69 holds. By Lemma 1.74, we see that both \(X\) and \(Y\) , as sets, are disjoint unions of the spectra of the local rings at closed points. As \(A \to B\) identifies local rings, \(Y \to X\) is a bijection.
The goal of the remaining part of this section is to show that for every ring \(A\), there exists a faithfully flat, ind-Zariski \(A\)-algebra \(A_{w}\) with \(A_w\) w-local. Let \(A\) be a ring.
Let \(f \in A\) be an element and \(I \subseteq A\) an ideal. Let \(S_{f, I} \subseteq A\) be the multiplicative subset of elements which map to invertible elements of \((A/I)_{f}\). We define \(A_{\widetilde{(I, f)}}\) to be the \(A\)-algebra \(S_{f, I}^{-1}\) and \(\widetilde{(I, f)} \subseteq A_{\widetilde{(I, f)}}\) to be the kernel of the induced map \(A_{\widetilde{(I, f)}} \to (A / I)_{f}\).
If \(Z \subseteq \mathrm{Spec}(A)\) is a locally closed subscheme of the form \(D(f) \cap V(I)\), we also write \(A_{\widetilde{Z}}\) instead of \(A_{\widetilde{(I, f)}}\). In the following, when we use the notation \(A_{\widetilde{Z}}\) there is always a canonical choice of \(I\) and \(f\) for \(Z\). In general this notation is justified by the fact that, up to isomorphism, the ring \(A_{\widetilde{Z}}\) does not depend on the choice of \(f\) and \(I\) [ Sta18 , Tag 096V ] .
Let \(f \in A\) be an element and \(I \subseteq A\) an ideal.
The map \(\mathrm{Spec}(A_{\widetilde{(I, f)}}) \to \mathrm{Spec}(A)\) induces a homeomorphism onto the generalization of \(D(f) \cap V(g)\).
The closed subscheme \(V(\widetilde{(I, f)})\) induces an isomorphism onto \(D(f) \cap V(I)\).
If \(A'\) is a ring with an element \(f' \in A\) and ideal \(I' \subseteq A'\) and \(A \to A'\) is a ring map that maps \(D(f') \cap V(I')\) into \(D(f) \cap V(I)\), then there is a unique \(A\)-algebra map \(A_{\widetilde{(I, f)}} \to A’_{\widetilde{(I', f')}}\) making the obvious diagram with \(A \to A'\) commute.
In particular, every point in \(\mathrm{Spec}(A_{\widetilde{(I, f)}})\) specializes to a point in \(V(\widetilde{(I, f)})\).
Let \(S = S_{f, I}\), \(Z = D(f) \cap V(I)\) and \(J = \widetilde{(I, f)}\).
Note that \(Z\) is homeomorphic to \(\mathrm{Spec}((A/I)_f)\). Since the map \(\mathrm{Spec}(S^{-1}A) \to \mathrm{Spec}(A)\) is a homeomorphism onto its image, to show (1) it suffices to show that the image is the set of points of \(\mathrm{Spec}(A)\) specializing to \(D(f) \cap V(I)\). Let \(\mathfrak {p}\) be a prime of \(A\) specializing to a \(\mathfrak {q}\) in \(Z\), so \(I \subseteq \mathfrak {q}\) and \(f \not\in \mathfrak {q}\). In particular, the image of every element of \(\mathfrak {p}\) in \((A / I)_f\) is contained in \(\mathfrak {q}\) and is therefore not invertible. Conversely, let \(\mathfrak {p}\) be a prime of \(A\) which does not specialize to a point in \(Z\), hence the image of \(\mathfrak {p}\) in \((A/I)_f\) contains the unit element. So there exists \(g \in \mathfrak {p}\) that becomes invertible in \((A / I)_f\), so \(g \in S\) and \(\mathfrak {p}\) is not in the image of \(\mathrm{Spec}(S^{-1} A)\).
By construction, the induced map \(S^{-1}A \to (A / I)_f\) is surjective and hence induces an isomorphism \(S^{-1}A / J \to (A / I)_f\). This shows (2).
Let \(g \in A\). Suppose the image of \(g\) in \((A' / I')_{f'}\) is not invertible. Then there exists a prime ideal \(\mathfrak {p}\) of \((A' / I')_{f'}\) that contains the image of \(g\). Hence \(g\) is in the preimage of \(\mathfrak {p}\) under \(A \to A'\), which lies in \(Z\) by assumption. Thus \(g\) is not invertible in \((A / I)_f\), which shows \(g \not\in S\).
In view of 1.78, given \(Z = D(f) \cap V(I)\) we may view \(Z\) as a closed subscheme of \(\mathrm{Spec}(A_{\widetilde{Z}})\) defined by the ideal \(V( \widetilde{(I, f)})\).
Let \(f \in A\) be an element and \(I \subseteq A\) an ideal. Then \(A_{\widetilde{(I, f)}}\) is ind-Zariski over \(A\).
\(A_{\widetilde{(I, f)}} = S^{-1} A\) for some multiplicative subset \(A\).
Let \(E, F \subseteq A\) be subsets. We define
Let \(A\) be a ring, \(E, F \subseteq A\) finite subsets. Then
This is immediate from the definitions of \(D\) and \(V\).
Let \(E_1, F_1, E_2, F_2 \subseteq A\) be subsets such that \(E_1 \subseteq E_2\) and \(F_1 \subseteq F_2\). Then \(Z(E_2, F_2) \subseteq Z(E_1, F_1)\).
This is immediate from the definition of \(Z(-, -)\).
Let \(A\) be a ring, \(E \subseteq A\) a finite subset. Then
set theoretically.
Let \(x \in \mathrm{Spec}(A)\) and \(E = E' \coprod E''\) a disjoint union decomposition. Then \(x \in Z(E', E'')\) if and only if \(f(x) \neq 0\) for all \(f \in E'\) and \(f(x) = 0\) for all \(f \in E''\). Hence \(x\) is contained in
and this is the only set of this form in which \(x\) is contained.
Let \(A\) be a ring and \(E \subseteq A\) a finite subset. Let
Further, we set \(I_E \subseteq A\) to be the product of the ideals defining \(Z(E', E'')\) in \(\mathrm{Spec}(A_{\widetilde{Z(E', E'')}})\).
Note that 1.84 is well-defined, because for finite subsets \(E', E''\) of \(A\), the locally closed subset \(Z(E', E'')\) is always of the right form by 1.81.
Let \(E \subseteq A\) be a finite subset. Then \(V(I_E) = \coprod _{E = E' \coprod E''} Z(E', E'')\). In particular, the map \(\mathrm{Spec}(A_E) \to \mathrm{Spec}(A)\) induces a bijection \(V(I_E) \to \mathrm{Spec}(A)\).
By definition \(I_E\) is the product of the ideals defining \(Z(E', E'')\) in \(\mathrm{Spec}(A_{\widetilde{Z(E', E'')}})\). Hence the first claim. The second follows from the first, because \(\mathrm{Spec}(A) = \coprod _{E = E' \coprod E''} Z(E', E'')\) by 1.83.
Let \(E \subseteq A\) be a finite subset. Then every point of \(\mathrm{Spec}(A_E)\) specializes to a point in \(V(I_E)\). In particular, \(V(I_E)\) contains all closed points of \(\mathrm{Spec}(A_E)\).
Let \(x \in \mathrm{Spec}(A_E)\). Then \(x\) is in \(\mathrm{Spec}(A_{\widetilde{Z(E', E'')}})\) for some \(E = E' \coprod E''\). By 1.78, \(x\) specializes to a point in \(Z(E', E'') \subseteq V(I_E)\). If \(x\) is closed, then \(x\) specializes to itself, so \(x \in V(I_E)\).
Let \(A\) be a ring. Given finite subsets \(E_1, E_2 \subseteq A\) with \(E_1 \subseteq E_2\), there is a canonical transition map \(A_{E_1} \to A_{E_2}\) of \(A\)-algebras: For a disjoint union decomposition \(E_2 = E_2' \coprod E_2''\), we set \(E_1' = E_1 \cap E_2'\) and \(E_1'' = E_1 \cap E_2''\). By 1.82, we obtain \(Z(E_2', E_2'') \subseteq Z(E_1', E_1'')\) and hence by 1.78 a unique \(A\)-algebra map \(A_{\widetilde{Z(E_1', E_1'')}} \to A_{\widetilde{Z(E_2', E_2'')}}\).
Let \(E_1, E_2 \subseteq A\) be finite subsets with \(E_1 \subseteq E_2\). The induced map \(\mathrm{Spec}(A_{E_2}) \to \mathrm{Spec}(A_{E_1})\) maps \(V(I_{E_2})\) into \(V(I_{E_1})\).
This holds because for every decomposition \(E_2 = E_2' \coprod E_2''\) and \(E_1' = E_1 \cap E_2'\) and \(E_1'' = E_1 \cap E_2''\), the induced map \(\mathrm{Spec}(A_{\widetilde{Z(E_2', E_2'')}}) \to \mathrm{Spec}(A_{\widetilde{Z(E_1', E_1'')}})\) maps \(Z(E_2', E_2'')\) into \(Z(E_1', E_1'')\).
Let \(I(A)\) be the partially ordered set of all finite subsets of \(A\). We define the \(A\)-algebra \(A_{w}\) as
We denote by \(I_w \subseteq A_w\) the colimit of the ideals \(I_E\), i.e., the union of the images of the \(I_E\) in \(A_w\).
By the following lemma, we see \(V(I_w)\) is the inverse limit of the closed subsets \(V(I_E)\).
Let \((A_i, I_i)_{i \in I}\) be a filtered system of rings with ideals. Set \(A = \operatorname {colim}_{i \in I} A_i\) and \(I = \operatorname {colim}_{i \in I} I_i = \operatorname {colim}_{i \in I} I_i A\). Then
Omitted.
The \(A\)-algebra \(A_{w}\) is ind-Zariski.
Let \(A\) be a ring.
The composition \(V(I_w) \to \mathrm{Spec}(A_w) \to \mathrm{Spec}(A)\) is a bijection.
Every point of \(\mathrm{Spec}(A_w)\) specializes to a unique point of \(V(I_w)\).
\(V(I_w)\) is the set of closed points of \(\mathrm{Spec}(A_w)\).
Since \(V(I_w) = \lim _{E} V(I_E)\) (by Lemma 1.89) and \(V(I_E) \to \mathrm{Spec}(A_E) \to \mathrm{Spec}(A)\) is bijective for all \(E\) by Lemma 1.85, the first claim holds.
We first show that every point of \(\mathrm{Spec}(A_w)\) specializes to a point in \(V(I_w)\). For this let \(y \in \mathrm{Spec}(A_w)\). For all \(E \subseteq A\) finite, denote by \(T_E\) the closure of the image of \(y\) in \(\mathrm{Spec}(A_E)\). By Lemma 1.86, the intersection \(T_E \cap V(I_E)\) is non-empty. Since both \(T_E\) and \(V(I_E)\) are closed, the intersection is closed and hence quasi-compact. Thus \((\lim _E T_E) \cap V(I_w) = \lim _E (T_E \cap V(I_E))\) is non-empty. Apply ?? to singleton \({y}\), the subset \(\lim _E T_E\) is the closure of \(y\) in \(\mathrm{Spec}(A_w)\). (Shuold be a cofiltered version of IsCompact.nonempty_iInter_of_directed_nonempty_isCompact_isClosed.) Hence \(y\) specializes to a point in \(V(I_E)\).
For uniqueness, suppose \(y \in \mathrm{Spec}(A_w)\) specializes to \(z, z' \in V(I_w)\) with \(z \neq z'\). Denote the images of \(z, z'\) in \(\mathrm{Spec}(A)\) by \(x, x'\). Because \(V(I_w) \to \mathrm{Spec}(A_w) \to \mathrm{Spec}(A)\) is injective, \(x\) and \(x'\) are distinct. Hence we may assume there exists \(f \in A\) such that \(x \in D(f)\) and \(x' \in V(f)\). Set \(E = \{ f\} \). Then
Denote the images of \(y, z, z'\) in \(\mathrm{Spec}(A_E)\) by \(y_E, x_E, x'_E\). Since \(x_E\) maps to \(x \in D(f)\) and \(x_E'\) maps to \(x' \in V(f)\), they lie in different components of the disjoint union decomposition above. But since \(\mathrm{Spec}(A_w) \to \mathrm{Spec}(A)\) is continuous, \(y_E\) specializes to both \(x_E\) and \(x'_E\) which is not possible.
Finally, every closed point specializes to itself and is hence contained in \(V(I_{w})\). Conversely, every point in \(V(I_{w})\) specializes only to itself, so it is closed.
Let \(A\) be a ring. The \(A\)-algebra \(A_w\) is w-local.
Immediate from ?? in Lemma 1.91.
The \(A\)-algebra \(A_w\) is faithfully flat.
Let \(B\) be an \(A\)-algebra and \(\mathfrak {m}\) a maximal ideal of of \(R\). Let \(\mathfrak {q}\) be a prime ideal lying over \(\mathfrak {m}\) such that \(\kappa (\mathfrak {q})\) is algebraic over \(\kappa (\mathfrak {m})\). Then \(\mathfrak {q}\) is maximal.
We have a factorization \(\kappa (\mathfrak {m}) = R / \mathfrak {m} \to S / \mathfrak {q} \to \kappa (\mathfrak {q})\). Hence \(S / \mathfrak {q}\) is an intermediate subring of an algebraic field extension and therefore a field.
Let \(A\) be w-local and \(I \subseteq A\) an ideal. Then \(A_{\widetilde{V(I)}} = A_{\widetilde{(I,1)}}\) is w-local. If \(V(I)\) only contains closed points, then the set of closed points is \(V(IA_{\widetilde{V(I)}})\).
By 1.78, \(\mathrm{Spec}(A_{\widetilde{V(I)}})\) is homeomorphic to the generalization \(V(I)^g\). Since \(\mathrm{Spec}(A)\) is w-local and \(V(I)\) is closed under specialization, also \(V(I)^g\) is closed under specialization by 1.58. Hence \(\mathrm{Spec}(A_{\widetilde{V(I)}}) \cong V(I)^g\) is w-local by 1.59.
By Enumi 2 in Lemma 1.78, we may identify \(V(IA_{\widetilde{V(I)}})\) with \(V(I)\). Since every point in \(\mathrm{Spec}(A_{\widetilde{V(I)}}) \cong V(I)^g\) specializes to a unique point in \(V(I)\), the closed subset \(V(I)\) contains all closed points of \(\mathrm{Spec}(A_{\widetilde{V(I)}})\). Hence, if \(V(I)\) only contains closed points, the closed points are exactly \(V(I)\).
Let \(A \to B\) be a ring map that induces algebraic extensions on residue fields and let \(I \subseteq A\) be an ideal, such that \(V(I)\) only contains closed points. Then \(V(IB)\) only contains closed points.
By 1.94, every prime of \(B\) lying above a maximal ideal of \(A\) is maximal. In particular, the closed subset \(V(I B) = (\mathrm{Spec}(B) \to \mathrm{Spec}(A))^{-1}(V(I))\) only contains closed points.
Let \(B\) be an \(A\)-algebra satisfying going down. If every closed point of \(\mathrm{Spec}(A)\) has a preimage in \(\mathrm{Spec}(B)\), the map \(\mathrm{Spec}(B) \to \mathrm{Spec}(A)\) is surjective.
Let \(\mathfrak {p}\) be a prime of \(A\). Then it is contained in a maximal ideal \(\mathfrak {m}\) that is the preimage of a prime \(\mathfrak {q}\) of \(B\). By going-down, there exists therefore a prime \(\mathfrak {q}' \subseteq \mathfrak {q}\) lying above \(\mathfrak {p}\).
Let \(A\) be a ring and \(I \subseteq A\) an ideal. We define the w-localization of \(A\) with respect to \(I\) to be the ring \((A_w)_{\widetilde{V(IA_{w})}}\), denoted by \(A_{w,I}\).
Let \(A\) be a ring and \(I \subseteq A\) an ideal. The ring \(A_{w,I}\) is w-local.
Follows immediately from Lemma 1.95 and Corollary 1.92.
Let \(A\) be a ring and \(I \subseteq A\) an ideal. The ring map \(A \to A_{w, I}\) is ind-Zariski.
The map \(A \to A_w\) is ind-Zariski by Lemma 1.90 and the map \(A_w \to A_{w, I}\) is ind-Zariski by Lemma 1.79. Hence the composition \(A \to A_{w, I}\) is ind-Zariski by Lemma 1.42.
Let \(I \subseteq A\) be an ideal such that \(V(I) \subseteq A\) only contains closed points. Then
the set of closed points of \(A_{w, I}\) is \(V(IA_{w, I})\), and
the map \(A / I \to A_{w, I} / I A_{w, I}\) is an isomorphism.
\(A \to A_w\) is ind-Zariski by 1.90 and therefore induces algebraic extensions of residue fields by 1.38. In particular, the closed subset \(V(I A_w)\) only contains closed points by 1.96 and the first claim follow from 1.95.
The map \(A \to A_{w, I}\) is ind-Zariski as a composition of ind-Zariski maps by 1.90 and 1.79. Since ind-Zariski is stable under base change, the same holds for \(A/I \to A_{w, I}/IA_{w, I}\). Hence it identifies local rings. By Enumi 2 in Lemma 1.78, \(V(IA_{w, I}) \to V(I A_w)\) is an isomorphism. Moreover \(V(I A_{w}) \to V(I)\) is a bijection by Enumi 1 because \(V(I A_{w}) \subseteq V(I_w)\). Hence, the composition \(\mathrm{Spec}(A_{w, I} / I A_{w, I}) = V(I A_{w, I}) \to V(I A_w) \to V(I)\) is bijective. Thus \(A / I \to A_{w, I} / I A_{w, I}\) is an isomorphism by 1.75.
Let \(A\) be a w-local ring. Let \(I \subset A\) be an ideal cutting out the set \(X^c\) of closed points in \(X = \operatorname{Spec}(A)\). Let \(A \to B\) be a ring map inducing algebraic extensions on residue fields at primes. Let \(C\) be the ring \(B_{w, IB}\) constructed in Definition 1.98. Then
\(B/IB \to C/IC\) is an isomorphism,
\(C\) is w-local,
the map \(p: Y = \operatorname{Spec}(C) \to X\) induced by the ring map \(A \to B \to C\) is w-local, and
\(p^{-1}(X^c)\) is the set of closed points of \(Y\), i.e. V(IC) is the set of closed points of \(Y\).
Every point of \(V(IB)\) is a closed point of \(\mathrm{Spec}(B)\) by Lemma 1.96. Hence we may choose \(C = (B_w)_{\widetilde{V(IB_w)}}\) as in Definition 1.98. Enumi 1 holds by Lemma 1.101. Enumi 2 holds by Lemma 1.99. Then the set of closed points of \(C\) is \(V(IC)\), which is the preimage of \(V(I)\) under \(\mathrm{Spec}(C) \to \mathrm{Spec}(B) \to \mathrm{Spec}(A)\).
Let \(A\) be a w-local ring. Let \(I \subset A\) be an ideal cutting out the set \(X^c\) of closed points in \(X = \operatorname{Spec}(A)\). Let \(B\) be a faithfully flat \(A\)-algebra. Let \(C\) be the ring \(B_{w, IB}\) constructed in Definition 1.98. Then the composition \(A \to B \to C\) is also faithfully flat.
By ??, \(A \to B \to C\) is flat, so by 1.97 it suffices to show every closed point of \(A\) is in the image. But since \(\mathrm{Spec}(B) \to \mathrm{Spec}(A)\) is surjective, also \(V(IC) \cong V(IB) \to V(I)\) is surjective (the first map is an isomorphism by Enumi 2 in Lemma 1.101).
1.7 w-strictly-local Rings
A ring \(A\) is w-strictly local if \(A\) is w-local, and every local ring of \(A\) at a maximal ideal is strictly henselian.
The goal of this section is to show that every ring \(A\) admits a faithfully flat, ind-étale algebra \(B\) that is \(w\)-strictly-local.
Let \(A\) be a strictly henselian local ring. Let \(A \to B\) be an ind-étale ring map. Let \({\mathfrak {n}}\) be an maximal ideal of \(B\) lying over the maximal ideal \({\mathfrak {m}}\) of \(A\). Then the map \(A \to B_{\mathfrak {n}}\) is isomorphism.
Write \(B = \operatorname {colim}_i B_i\) as a filtered colimit of étale \(A\)-algebras \(B_i\). Since localization commutes with colimits, we have \(B_{\mathfrak {n}}= \operatorname {colim}_i (B_i)_{{\mathfrak {n}}_i}\) where \({\mathfrak {n}}_i\) is the restriction of \({\mathfrak {n}}\) to \(B_i\). Then use Proposition 1.49 to conclude each \(B_i\) is isomorphic to \(A\).
Let \(A\) be a ring such that every faithfully flat étale ring map \(A \to B\) has a retraction. Then every local ring of \(A\) at a maximal ideal is strictly henselian.
Let \(\mathfrak {m}\) be a maximal ideal of \(A\), denote by \(\kappa \) the residue field \(\kappa (\mathfrak {m})\) and by \(\kappa ^{\mathrm{sep}}\) a separable closure of \(\kappa \). Let \(A_{\mathfrak {m}} \to B \to \kappa ^{\mathrm{sep}}\) be a factorisation of \(A_{\mathfrak {m}} \to \kappa ^{\mathrm{sep}}\) where \(A_{\mathfrak {m}} \to B\) is étale. Since \(A_{\mathfrak {m}} = \operatorname {colim}_{f \not\in \mathfrak {m}} A_f\), by 1.35 there exists \(f \not\in \mathfrak {m}\) and an étale \(A_f\)-algebra \(B'\) such that \(B = A_{\mathfrak {m}} \otimes _{A_f} B'\). Because \(A \to A_f \to B'\) is étale, there are finitely many prime ideals \(\mathfrak {q}_1, \ldots , \mathfrak {q}_n\) of \(B'\) lying over \(\mathfrak {m}\). Since the kernel of the composition \(B' \to B \to \kappa ^{\mathrm{sep}}\) lies over \(\mathfrak {m}\) (the kernel of \(A \to \kappa _{\mathrm{sep}}\) is \(\mathfrak {m}\)), we have \(n \ge 1\). Set \(\mathfrak {q} = \mathfrak {q}_1\). By prime avoidance, there exists \(g \in B'\) such that \(g \in \mathfrak {q}_i\) for all \(i \ge 2\) and \(g \not\in \mathfrak {q}\). Hence \(\mathfrak {q}\) is the unique prime ideal of \(B'_g\) lying over \(\mathfrak {m}\).
Let \(U\) be the image of the induced map \(\mathrm{Spec}(B’_g) \to \mathrm{Spec}(A)\). Since \(A \to B'\) is étale, \(U\) is open. Since \(\{ \mathfrak {m}\} \) is closed in \(\mathrm{Spec}(A)\), there exist \(a_i\) such that
The complement of \(U\) is closed and quasicompact, and contained in \(\mathrm{Spec}(A) - \{ \mathfrak {m}\} \), hence there exist \(a_1, \ldots , a_r\) such that
Hence the map \(A \to B'_g \times \prod _{i=1}^{r} A_{a_i}\) is étale and faithfully flat. By assumption, it therefore has a retraction \(\sigma \). Since \(\mathfrak {q}\) is the unique prime ideal of \(B'_g \times \prod _{i=1}^{r} A_{a_i}\) lying over \(\mathfrak {m}\), we have \(\sigma ^{-1}(\mathfrak {m}) = \mathfrak {q}\). In particular, we obtain a retraction
of the map \(A_{\mathfrak {m}} \to B'_{\mathfrak {q}}\). Precomposing with \(B' \to B'_{\mathfrak {q}}\) we obtain a map \(B' \to A_{\mathfrak {m}}\) and hence a map \(B = B' \otimes _{A_f} A_{\mathfrak {m}} \to A_{\mathfrak {m}}\) that is a retraction of \(A_{\mathfrak {m}} \to B\).
Let \(A\) be a ring. Denote by \(S(A)\) the set of finite subsets of faithfully flat étale \(A\)-algebras. We call the \(A\)-algebra \(T(A) = \operatorname {colim}_{E \in S(A)} \bigotimes _{B \in E} B\) the étale precontraction of \(A\).
For every faithfully flat étale ring map \(A \to B\), there exists an \(A\)-algebra map \(B \to T(A)\).
\(\{ B\} \) is an element of \(S(A)\), hence \(B\) itself is part of the diagram defining \(T(A)\).
Let \(R\) be a commutative ring.
The forgetful functors from commutative \(R\)-algebras to \(R\)-algebras and from \(R\)-algebras to \(R\)-modules preserve filtered colimits.
The forgetful functor from commutative \(R\)-algebras to commutative rings preserves colimits.
Tensoring on the left with an \(R\)-algebra preserves colimits on the category of commutative \(R\)-algebras.
Let \(B = \operatorname {colim}_i B_i\) be a filtered colimit of (faithfully) flat \(A\)-algebras. Then \(B\) is (faithfully) flat over \(A\).
Because colimits commute with tensor products, ind-flat is flat. One also checks that pro-surjective is surjective, hence the claim.
\(T(A)\) is ind-étale and faithfully flat over \(A\).
For every \(E \in S(A)\), the \(A\)-algebra \(\bigotimes _{B \in E} B\) is étale and faithfully flat. Hence the result follows from the definition of ind-étale and Lemma 1.110.
Let \(A\) be a ring. Set \(T^0(A) = A\) and for \(n \in \mathbb {N}\) set \(T^{n+1}(A) = T(T^n(A))\). We call the \(A\)-algebra \(T^{\infty }(A) = \operatorname {colim}_{n \in \mathbb {N}} T^n(A)\) the étale contraction of \(A\).
\(T^{\infty }(A)\) is ind-étale and faithfully flat over \(A\).
This follows from Lemma 1.111, Lemma 1.110 and Lemma 1.53.
Let \(T^{\infty }(A) \to B\) be a faithfully flat and étale \(A\)-algebra map. Then it has a retraction.
By Lemma 1.35 there exists \(n \in \mathbb {N}\) and a faithfully flat, étale \(T^n(A)\)-algebra \(B'\) such that \(B = T^{\infty }(A) \otimes _{T^n(A)} B'\). By Lemma 1.108, there exists a map \(B' \to T^{n+1}(A)\). The identity of \(T^{\infty }(A)\) and the composition \(B' \to T^{n+1}(A) \to T^{\infty }(A)\) now induce a retraction
Let \(\mathfrak {m}\) be a maximal ideal of \(T^{\infty }(A)\). Then \(T^{\infty }(A)_{\mathfrak {m}}\) is strictly Henselian.
This follows from Proposition 1.114 and Lemma 1.106.
Let \(k\) be a field and \(A\) an ind-étale, local \(k\)-algebra. Then \(A\) is a separable algebraic field extension of \(k\).
Let \(A = \operatorname {colim}_i A_i\) such that \(A_i\) is an étale \(k\)-algebra for all \(i\). Let \(\mathfrak {m}\) be the maximal ideal of \(A\). Since localization commutes with colimits, we obtain \(A = A_{\mathfrak {m}} = \operatorname {colim}_i (A_i)_{\mathfrak {m}_i}\) where \(\mathfrak {m}_i\) is the restriction of \(\mathfrak {m}\) to \(A_i\). Since \(A_i\) is étale over \(k\), it is a finite product of finite separable extensions of \(k\), hence \((A_i)_{\mathfrak {m}_i}\) is a finite separable extension of \(k\). Since a filtered colimit of finite separable extensions is an algebraic separable extension, we conclude.
Let \(f\colon A \to B\) be ind-étale. Then \(f\) induces separable algebraic extensions on residue fields.
Let \(\mathfrak {p}\) be a prime ideal of \(B\). After base change along \(A \to \kappa (\mathfrak {p}^c)\), we may assume \(A = k\) is a field. After postcomposing with the ind-étale map \(B \to B_{\mathfrak {p}}\), we may assume \(B\) is local. Hence the result follows from 1.116.
For any ring \(A\), there exists an ind-étale faithfully flat \(A\)-algebra \(B\) with \(B\) w-strictly local.
By Lemma 1.91, the ring \(A_w\) is w-local, so the set of closed points of \(\mathrm{Spec}(A_w)\) is closed. Let \(I\) be the radical ideal of \(A_w\) such that \(V(I)\) is the set of closed points of \(\mathrm{Spec}(A_w)\). Set \(B' = T^{\infty }(A_w)\). By Corollary 1.115, the local ring \(B'_{\mathfrak {m}}\) is strictly henselian for every maximal ideal \(\mathfrak {m}\) of \(B'\). The map \(A_w \to B'\) induces algebraic extensions on residue fields at primes by Lemma 1.113 and Proposition 1.117, so applying ?? to \(A_w \to B'\), we obtain an ind-Zariski ring map \(B' \to B\) such that \(B'/IB' \to B/IB\) is an isomorphism, \(V(IB)\) is the set of closed points of \(\mathrm{Spec}(B)\), \(B\) is w-local and \(A_w \to B' \to B\) is faithfully flat by Lemma 1.103. Since ind-Zariski maps identify local rings by Lemma 1.38 and every closed point of \(\mathrm{Spec}(B)\) maps to a closed point of \(B'\), the local rings at maximal ideals of \(B\) are strictly Henselian. Hence \(B\) is w-strictly local.
It remains to verify that the composition \(A \to A_w \to B' \to B\) is ind-étale and faithfully flat. This follows because both ind-étale and faithfully flat is stable under composition.
By following all constructions, we may choose \(B\) as \(((T^{\infty }(A_w))_w)_{\widetilde{V(I ((T^{\infty }(A_w))_w))}}\) where \(I\) is the radical ideal of \(A_w\) defining the closed points of \(A_w\).
One may ask why \(T^\infty (A)_w\) does not work. The reason for this is that the map \(\mathrm{Spec}(T^{\infty }(A)_w) \to \mathrm{Spec}(T^{\infty }(A))\) does not necessarily map closed points to closed points. If \(A\) is already \(w\)-local, we can eliminate the points mapping to non-closed points by taking \(I\) to be the ideal defining the closed points of \(\mathrm{Spec}(A)\). Then \(V(I T^{\infty }(A))\) only contains closed points and by passing to the generalization of the preimage of \(V(I T^{\infty }(A))\) in \(\mathrm{Spec}(T^{\infty }(A)_w)\), we obtain the desired affine scheme. If \(A\) is not \(w\)-local, we may replace \(A\) by \(A_w\) in this process and obtain the result.
Let \(A\) be a ring, \(X = \operatorname{Spec}(A)\), and \(T \subset \pi _0(X)\). Define the ring \(A_T\) by
where \(W\) runs over all open and closed subsets of \(X\) containing the inverse image \(Z\) of \(T\), and \(A \to A_W\) is the localization of \(A\) at \(W\).
Let \(A\) be a ring, \(X = \operatorname{Spec}(A)\), and \(T \subset \pi _0(X)\) a closed subset. Then the map \(A \to A_T\) from Definition 1.120 is a surjective ind-Zariski ring map, and the induced morphism \(\operatorname{Spec}(A_T) \to \operatorname{Spec}(A)\) restricts to a homeomorphism of \(\operatorname{Spec}(A_T)\) onto the inverse image of \(T\) in \(X\).
Each \(A \to A_W\) is a localization at an idempotent. Passing to filtered colimits, \(A \to A_T\) is surjective and ind-Zariski.
When \(T\) is closed, its inverse image \(Z\) is a closed union of connected components. By Lemma 1.16, we have
Thus, \(\operatorname{Spec}(A_T) = \varprojlim _W W\) is homeomorphic to \(Z\) via the natural map.
In the following series of constructions, we will modify the connected components of a spectrum to match a given profinite space as in [ Sta18 , Tag 097D ] .
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be profinite space and let \(f : T \to \pi _0(X)\) be a continuous map. Let \(S\) be a finite discrete quotient of \(T\) with quotient map \(q : T \to S\). Define the ring \(A^f_{q}\) as follow: let \(Z = \operatorname {Im} (T \to \pi _0(X) \times S = \pi _0(\operatorname{Spec}(A^{S})))\), where \(A^{S} = \prod _{s \in S} A\) and let
be the \(A^S\)-algebra as in Definition 1.120.
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be profinite space and let \(f : T \to \pi _0(X)\) be a continuous map. Let \(S\) be a finite discrete quotient of \(T\) with quotient map \(q : T \to S\). Then the \(A^S\)-algebra defined in Definition 1.122 viewed as \(A\)-algebra through \(A \to A^S \to A^f_{q}\) is ind-Zariski. In particular, it identifies local rings. The map \(A^S \to A^f_{q}\) induces a homeomorphism of \(\operatorname{Spec}(A^f_{q})\) onto \((X \times S) \times _{\pi _0(X) \times S} Z = X \times _{\pi _0(X)} Z\).
The map \(A \to A^S\) is ind-Zariski by Lemma 1.41 and \(A^S \to A^f_{q}\) is also ind-Zariski by Lemma 1.121. The composition \(A \to A^f_{q}\) is therefore ind-Zariski as well by Lemma 1.42. By Lemma 1.38, \(A \to A^f_{q}\) identifies local rings. The last sentence is a direct consequence of Lemma 1.121.
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be profinite space and let \(f : T \to \pi _0(X)\) be a continuous map. Let \(S\) and \(S'\) be finite discrete spaces and let \(q : T \to S\) and \(q' : T \to S'\) be quotient maps. Let \(g : S' \to S\) be a map such that \(q = g \circ q'\). Let \(Z \subseteq \pi _0(\operatorname{Spec}(A^{S})) \times S\) and \(Z' \subseteq \pi _0(\operatorname{Spec}(A^{S'})) \times S'\) be the images of \(T\) under the maps induced by \(f\) and \(f'\) respectively. Then \(g\) induces a map \(Z \to Z'\) and a map \(\tilde{g} : \operatorname{Spec}(A^f_{q}) \cong X \times _{\pi _0(X)} Z \to X \times _{\pi _0(X)} Z' \cong \operatorname{Spec}(A^{f'}_{q'})\).
Since both maps \(A \to A^f_{q}\) and \(A \to A^{f'}_{q'}\) identify local rings, by the bijection in Definition 1.34 we can find a transition ring map
that induces the topological map \(\tilde{g}\) between the spectra.
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be profinite space and let \(f : T \to \pi _0(X)\) be a continuous map. Let \(S\), \(S'\) and \(S''\) be finite discrete spaces and let \(q : T \to S\), \(q' : T \to S'\) and \(q'' : T \to S''\) be quotient maps. Let \(g : S' \to S\) and \(g' : S'' \to S'\) be maps such that \(q = g \circ q'\) and \(q' = g' \circ q''\). Then the transition maps defined in Definition 1.124 satisfy
Both maps \(t_{g'}\) and \(t_{g} \circ t_{g' \circ g}\) induce the same topological map between the spectra by construction. Since all maps involved identify local rings by Lemma 1.123, by fully faithfulness in Definition 1.34 we conclude that they are equal.
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be a profinite space and let \(T \to \pi _0(X)\) be a continuous map. Write \(T = \lim T_i\) as the limit of an inverse system of finite discrete spaces over a directed set. Define the ring \(A^f_{\pi _0}\) as follows:
where \(q_i : T \to T_i\) are the quotient maps and \(A^f_{q_i}\) are the rings defined in Definition 1.122 and the transition maps are those defined in Definition 1.124. By Lemma 1.125 the transition maps are compatible thus the colimit is well-defined.
Let \(A\) be a ring and let \(X = \operatorname{Spec}(A)\). Let \(T\) be a profinite space and let \(T \to \pi _0(X)\) be a continuous map. Then the \(A\)-algebra \(A^f_{\pi _0}\) defined in Definition 1.126 is ind-Zariski. Let \(Y = \operatorname{Spec}(A^f_{\pi _0})\). Then \(\pi _0(Y) \cong T\) and the diagram
is cartesian in the category of topological spaces.
By Lemma 1.123 we see that each \(A \to A^f_{q_i}\) is ind-Zariski, thus \(A^f_{\pi _0}\) is ind-Zariski by Lemma 1.40. We have the following canonical cartesian diagram
Because \(T = \lim Z_i\) and, \(Y = \operatorname{Spec}(A^f_{\pi _0}) = \lim \operatorname{Spec}(A^f_{q_i})\) fits into the cartesian diagram
of topological spaces. By Lemma 1.26 we conclude that \(T = \pi _0(Y)\).
Let \(A\) be a ring. If the following two conditions hold:
\(A\) is w-local, and
\(\pi _0(\operatorname {Spec}(A))\) is extremally disconnected.
Then every faithfully flat ring map \(A \to B\) identifying local rings with \(B\) w-local and whose closed points of \(\operatorname{Spec}(B)\) are exactly \(V(IB)\) has a retraction.
Let \(A \to B\) be faithfully flat and identifying local rings, with \(B\) w-local and whose closed points of \(\operatorname{Spec}(B)\) are exactly \(V(IB)\). We will show that \(A \to B\) has a retraction.
Choose a continuous section to the surjective continuous map \(V(IB) \to V(I)\). This is possible because \(V(I) = \operatorname{Spec}(A)^c \cong \pi _0(\operatorname{Spec}(A))\) (by Lemma 1.69) is extremally disconnected, see Theorem 1.2. The image is a closed subspace \(T \subset \pi _0(\operatorname{Spec}(B)) \cong V(IB)\) (being the continuous image of the quasi-compact space \(V(I)\)) that maps homeomorphically onto \(\pi _0(\operatorname{Spec}(A))\).
Let \(B \to B_T\) be the ring map from Definition 1.120, which is surjective and ind-Zariski by Lemma 1.121. It also induces a homeomorphism \(\pi _0(\operatorname{Spec}(B_T)) \cong T \cong \pi _0(\operatorname{Spec}(A))\). Moreover, by Lemma 1.73, \(B_T\) is w-local and \(B \to B_T\) is w-local. Since ind-Zariski maps identify local rings (Lemma 1.38), the composition \(A \to B \to B_T\) remains w-local (Lemma 1.57) and identifies local rings (Lemma 1.31). Therefore, by Lemma 1.76, \(A \to B_T\) is an isomorphism.
1.8 w-contractible rings
A ring \(A\) is w-contractible if it is w-strictly local and \(\pi _0(\mathrm{Spec}(A))\) is extremally disconnected.
We will see that if a ring \(A\) is w-contractible, every faithfully flat, ind-étale map \(A \to B\) has a retraction. To show this we will perform a series of reductions.
Let \(A\) be w-contractible and \(I \subseteq A\) an ideal cutting out the set \(X^c\) of closed points in \(X = \mathrm{Spec}(A)\). Then every faithfully flat ind-étale map \(A \to B\) with \(B\) w-local and whose closed points of \(\operatorname{Spec}(B)\) are exactly \(V(IB)\) has a retraction.
Let \(A \to B\) be a faithfully flat ind-étale map with \(B\) w-local and such that the closed points of \(\operatorname{Spec}(B)\) are exactly \(V(IB)\). In this case, \(A \to B\) identifies local rings. To justify this, it suffices to check the condition at the maximal ideals of \(B\), which lie over maximal ideals of \(A\) since they map to \(V(I) = (\operatorname{Spec}(A))^c\). Since \(A\) is w-strictly local, the local rings of \(A\) at its maximal ideals are strictly Henselian.
Now fix a maximal ideal \(\mathfrak {n}\) of \(B\) and let \(\mathfrak {m} = \mathfrak {n} \cap A\) be its preimage in \(A\), which is a maximal ideal. By base change to \(A_{\mathfrak {m}}\) and applying Lemma 1.52, we reduce to the case where \(B\) is ind-étale over a strictly Henselian local ring \(A\), with a maximal ideal \(\mathfrak {n}\) lying over the maximal ideal \(\mathfrak {m}\) of \(A\). We then want to show \(B_{\mathfrak {n}} \cong A\). This follows from Lemma 1.105.
Having established that \(A \to B\) identifies local rings, we conclude by Lemma 1.128 that it admits a retraction.
If \(A\) is w-contractible, every ind-étale, faithfully flat map \(A \to B\) has a retraction.
With Lemma 1.130, it suffices to reduce to the case that \(B\) is furthur w-local and the closed points of \(\operatorname{Spec}(B)\) are exactly \(V(IB)\).
Let \(A \to B\) be faithfully flat and ind-étale. We may replace \(B\) by the ring \(C = B_{w, IB}\) (see Definition 1.98). To justify this, note that the map \(A \to C\) is faithfully flat by Lemma 1.103 and \(B \to C\) is ind-Zariski by Lemma 1.100, thus ind-étale by Lemma 1.54. Therefore, by Lemma 1.51, the composition \( A \to C \) is also ind-étale. Hence, we may assume \(\operatorname{Spec}(B)\) is w-local such that the set of closed points of \(\operatorname{Spec}(B)\) is \(V(IB)\) by ?? in Lemma 1.102.
If a ring \(C\) is w-strictly local, then there exists an ind-Zariski faithfully flat \(C\)-algebra \(D\) with \(D\) w-contractible.
Choose an extremally disconnected space \(T\) and a surjective continuous map \(T \to \pi _0(\operatorname {Spec}(C))\) by Proposition 1.5. (\(T\) can be chosen as \(\beta ((\pi _0(\operatorname {Spec}(C)))^{\textnormal{disc}})\).) Note that \(T\) is profinite. By Lemma 1.127, Definition 1.126 gives an ind-Zariski ring map \(C \to D\) such that \(\pi _0(\operatorname{Spec}(D)) \to \pi _0(\operatorname{Spec}(C))\) realizes \(T \to \pi _0(\operatorname{Spec}(C))\) and such that
is cartesian in the category of topological spaces.
Following Lemma 1.70, we note that \(\operatorname{Spec}(D)\) is w-local, that \(\operatorname{Spec}(D) \to \operatorname{Spec}(C)\) is w-local, and that the set of closed points of \(\operatorname{Spec}(D)\) is the inverse image of the set of closed points of \(\operatorname{Spec}(C)\).
Thus it is still true that the local rings of \(D\) at its maximal ideals are strictly henselian (as they are isomorphic to the local rings at the corresponding maximal ideals of \(C\) by Lemma 1.38). Hence \(D\) is w-contractible.
For any ring \(A\), there exists an ind-étale faithfully flat \(A\)-algebra \(D\) with \(D\) w-contractible.
This is a combination of Proposition 1.118 and Lemma 1.132.
For any ring \(A\), there exists an ind-étale faithfully flat \(A\)-algebra \(B\) such that every ind-étale faithfully flat map \(B \to C\) has a retraction.
This follows from Theorem 1.133 and Proposition 1.131.
1.9 Weakly étale algebras
Ind-étale is a practical notion, since it usually allows reducing proofs to the étale case. Geometrically, ind-étale is badly behaved though, since it is not local on the (geometric) target. For this reason, when we later define the pro-étale site of a scheme, we use the notion of weakly étale ring maps instead.
An \(R\)-algebra \(S\) is weakly étale if it is flat over \(R\) and flat over \(S \otimes _{R} S\). A ring homorphism \(f \colon R \to S\) is weakly étale if \(S\) is weakly étale as an \(R\)-algebra.
Every étale algebra is weakly étale.
Let \(S\) be an étale \(R\)-algebra. Then \(S\) is \(R\)-flat. Also \(S \otimes _{R} S \cong S × T\) for some ring \(T\), in particular \(\mathrm{Spec}(S \otimes _{R} S) \to \mathrm{Spec}(S)\) is an open immersion, hence flat.
The following theorem is difficult to prove and we will try to avoid it for now.
Let \(R \to S\) be weakly étale. Then there exists a faithfully flat ind-étale morphism \(S \to T\) such that the composition \(R \to T\) is ind-étale.